SEEK Asia Style Guide

Responsible Officer (Regulated Activities 4, and 9) Standard Perpetual
Responsible Officer (Regulated Activities 4, and 9) Standard Perpetual

Job Highlights

  • Act as RO to supervise Type 4,and 9 activities
  • Manage daily operation; ensure full compliance
  • Deg in bank/finance; understand SFO

Job Description

 

Responsibilities:

 

  • Act as Responsible Officer to supervise SFC Type 4, and 9 regulated activities
  • Provide support and assistance to senior management on firm’s securities, investment and corporate finance activities
  • Manage daily operations to ensure full compliance
  • Implement business development and marketing plan

 

Requirements:

 

  • Degree holder in Banking/Finance/Law or any related disciplines
  • Sound understanding of Securities and Futures Ordinance, SFC Code of Conduct and rules
  • Possess strong leadership, analytical, communication and presentation skills

Additional Information

Career Level
Not Specified
Qualification
Not Specified
Years of Experience
Not Specified
Employment Type
Full Time, Permanent

Company Overview

Standard Perpetual is a renowned financial group specializing in Corporate Finance, Capital Management and Professional Service. Our core value and service includes private equity, IPO, M&A , wealth management, hedge funds, trust, taxation and immigration. We provide high quality financial services to our global customers with key focus on Asia pacific region. Our customers range from high-net worth individuals, multinational corporations, private enterprises, funds and financial institutions. With our cutting edge research on global market, wide range of products and specialized expertise we have assist our customers in fulfilling their targets and achieving sustainable growth.

We commit to develop our people. We offer you excellent opportunities for career and professional development with full support training and job exposure. We are looking for high-caliber candidates who have passion for client services and professional excellence to join our Hong Kong team with the following position:

Additional Company Information

Benefits & Others
Education allowance, Five-day work week, Medical insurance, Performance bonus, Travel allowance