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Responsible Officer (Type 1, 4 & 9)Vistreasure Securities Limited
  • Central
  • Salary negotiable
  • Posted on 19 Nov 2019
Responsible Officer (Type 1, 4 & 9)Vistreasure Securities Limited

Job Highlights

  • Minimum 3 years experience
  • Holder license 1, 4 & 9
  • University graduates

Job Description

 

Responsibilities:

  • As a Responsible Officer with management responsibilities and duties to supervise SFC Type 1, 4 & 9 regulated activities of the Company
  • Supervise daily securities operations for various markets and products
  • Formulate, review and update the operations procedures to ensure full regulatory compliance
  • Liaise with SFC and other regulators
  • Be certain “Manager-In-Charge” positions as designated by the senior management
  • Provide support to senior management in investment function and report to the senior management periodically
  • Implement business development and marketing plan

 

Requirements:

  • University graduates in business related disciplines 
  • Minimum 3 years management experience in securities firm  
  • SFC registered RO for license 1, 4 & 9
  • Good command of written and spoken English and Chinese and Mandarin
  • Sound knowledge of SFO, SFC Code of Conduct and other relevant rules
  • Technical Representative with at least 5 years relevant experience (including 2 years of management experience) will also be considered
  • Immediately available is preferred

Interest parties please send your full resume including your current salary, expected salary and available by clicking clicking "APPLY NOW"

 

Additional Information

Career Level
Senior
Qualification
Degree
Years of Experience
3 years
Employment Type
Full Time

Company Overview

VisTreasure Securities Limited is a license corporate company located in Hong Kong and now seeking energetic, highly motivated and talented candidates to join us for the needs of our rapid growth of business.

Additional Company Information

Benefits & Others
Double pay, Medical insurance