SEEK Asia Style Guide

Responsible Officer ( Type 6 )

Headland JCH Business Consultant
Salary negotiable
Posted on 26 Jan 2020

Responsible Officer ( Type 6 )

Headland JCH Business Consultant

Job Highlights

  • Corporate finance
  • type 6
  • SFC investment, IPO, M&A, FA, IFA

Job Description

 

Our client has SFC type 1, 4, 9 and is working closely with different listing company and has a strong source of projects. Now we would like to expanding the business scope to corporate finance. We are now going to apply for SFC type 6 license and looking for suitable RO to join our team.

Responsibilities:

  • Act as one of the Responsible Officer in new application
  • Supervise SFC regulated activities of the firm ;
  • Identify suitable business opportunities for the Company
  • Manage daily operations to ensure full regulatory compliance;
  • Comply with all applicable laws, rules and regulations and standard of good market practices;

Requirements:

  • Current type 6 RO or representative with minimum  3 years license record (or representative but qualified to apply RO )
  • Minimum 5 years related working experience (e.g. IPO, placement, RTO, IFA or FA...etc.)
  • Good knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control;
  • Good command of written and spoken English and Chinese (including Putonghua)

We offer competitive salary, discretionary bonus, 5-day work per week and fringe benefits. 

Please send via the "Apply Now" system with current and expected salary for an interview arrangement.

 

Additional Information

Career Level
Senior
Qualification
Not Specified
Years of Experience
5 years
Employment Type
Full Time

Company Overview

JCH Business Consultant Ltd. / Headland JCH Business Consultant are a consultant group specialized in compliance and license application.

www.jchcompliance.com

Additional Company Information

Benefits & Others
Dental insurance, Double pay, Education allowance, Five-day work week, Life insurance, Performance bonus, Travel allowance