Rock Group Investment Limited

Responsible Officer (Type 9 - Asset Management)

Rock Group Investment Limited
Salary negotiable
Posted on 22 Sep 2020

Responsible Officer (Type 9 - Asset Management)

Rock Group Investment Limited

Job Highlights

  • SFC RA9 type license as Responsible Officer
  • New, Challenging opportunity, Expanding Co
  • PE/Fund management

Job Description

Job Responsibilities:

  • Responsible for dealing with HKSFC in the application of a newly setup asset management business in HK
  • Formulate, review and update the Company’s policies, guidelines and procedures
  • Assist in overall supervision of fund operation and ensure all business activities comply with SFC rules and regulations as well as the Company’s policies and guidelines
  • Assist in formulating investment strategy and oversee investment of the company
  • Formulate and ensure the group strategy to be implemented in the PE business
  • Lead the setting up and launch of Funds
  • Coordinate effectively with various teams and business partners to effectively implement business / investment decisions for ultimate goals
  • Participate in marketing, client servicing activities and products development
  • Act as Responsible Officer to supervise SFC regulated activities and ensure daily operations in compliance with SFC regulations
  • Help establish and strengthen internal operation flows to improve work efficiency

Job Requirements: 

  • Degree holder in Finance or Business related disciplines
  • Minimum 5 years’ asset management experience in fund operation including middle to back office
  • Previous experience in handling Cayman funds is preferable
  • Adept in handling compliance matters for asset management or fund house
  • MUST be registered under SFC RA9 type license as Responsible Officer
  • Good financial market knowledge and strong compliance sense
  • Good PC knowledge including MS Office and Excel, etc
  • Proficiency in written and spoken English and Chinese (including Putonghua)

Additional Information

Career Level
Years of Experience
5 years
Job Type
Full Time, Permanent

Company Overview




Additional Company Information

Benefits & Others
Five-day work week, Gratuity, Medical insurance, Performance bonus, Travel allowance