RESPONSIBLE OFFICER (RO Type 1, 2, 4, 9)

Lerthai Capital Group Limited
Salary negotiable
Posted on 28 Sep 2020

RESPONSIBLE OFFICER (RO Type 1, 2, 4, 9)

Lerthai Capital Group Limited

Job Highlights

  • RO Type 1, 2,4 & 9
  • Responsible officer
  • Full Time

Job Description

Major Responsibilities

  • Acting as Responsible Offer for Type 1, 2, 4, 9 regulated activities;
  • Responsible for products development and marketing;
  • Supervising dealing activities in stocks and futures brokerage;
  • Handling ad-hoc duties as required by the Company.

  Requirements

  • Current holder of Responsible Officer license for Type 1, 2, 4 and 9 regulated activities; candidates who are licensed at least 3 of the 4 RAs may be considered;
  • With at least 3-year relevant experience in stock brokerage, wealth management advisory or discretionary accounts management;
  • Good communication skills;
  • Fluent in Putonghua and English.

Additional Information

Career Level
Middle
Qualification
Degree
Years of Experience
5 years
Job Type
Full Time, Permanent

Company Overview

Lerthai Capital Group Limited, through its two licensed corporation subsidiaries, engages in stock brokerage, futures brokerage and asset management business.  We offer a challenging and rewarding career path for the right candidate.  Salary will be commensurate with qualifications and experience.

Interested parties please apply with a full resume with current and expected salary by clicking on the APPLY NOW key below.

Additional Company Information

Benefits & Others
Double pay, Five-day work week