Premier Q Securities Limited

Responsible Officer

Premier Q Securities Limited
Salary provided
Posted on 27 Oct 2020

Responsible Officer

Premier Q Securities Limited

Job Highlights

  • Securities
  • Responsible Officer
  • SFC

Job Description


  • Be the company representative as Responsible Officer to handle the SFC Type 1, 2, 4, 9 regulated activities;
  • Participate in business strategy development of asset management and/or investment management of the company;
  • To advise on risk management of the operation;
  • Cooperate with compliance team on policy setting and internal control.


  • Qualified holder of SFC Responsible Officer license Type 1, 2 with at least 4 years experiences in financial industry and asset management;
  • Qualified holder of SFC Responsible Officer license Type 4, 9 is preferable;
  • Have previous working experience in Chinese Enterprises is a huge plus;
  • Proficient in regulated activities, business operation, and relevant Securities and Futures Ordinance;
  • Solid knowledge of Securities and Futures Ordinance, SFC codes & guidelines, regulations, and guidelines;
  • Familiar with the operations and market practices of portfolio management;
  • Good command of English and Chinese, Fluent in Mandarin is a huge plus.

We offer attractive salary and fringe benefit package to the right candidate. Interested parties please send full resume to us. Personal data provided in your application will be kept in the strictest confidence. It will be used for employment-related purposes.

Additional Information

Career Level
Not Specified
Not Specified
Years of Experience
Not Specified
Job Type
Full Time, Permanent

Additional Company Information

Financial Services
Benefits & Others
Dental insurance, Double pay, Five-day work week, Medical insurance