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Responsible Officer/ RO, SFC Type 4 & 9 – Chinese Securities Group Achievers Recruitment Limited
Responsible Officer/ RO, SFC Type 4 & 9 – Chinese Securities Group Achievers Recruitment Limited
Job Highlights
  • Chinese Securities Group
  • Day-to-day management of Type 4 & 9
  • SFC Type 4 & 9 unconditional
Job Description

Our client is the leading Chinese Securities Group. Due to business expansion, they are now looking for the Responsible Officer, SFC Type 4 & 9 to join their company.




  • Overall supervision and day-to-day management of Type 4 & 9 regulated activities to ensure the compliance with all internal policies and any other relevant statutory rules and regulations
  • Design investment strategies and asset allocation for client portfolio on a discretionary basis
  • Perform due diligence, investment evaluation and financial modeling for potential investees
  • Oversee and mentor the selection and evaluation of products



  • Degree holder in Business or related discipline
  • At least 5 years relevant experience in Chinese Securities company
  • Qualified holder of SFC Responsible Offer with unconditional
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
  • Strong leadership, analytical, communication and presentation skills
  • Good command in spoken and written English & Chinese (Putonghua) a must


Interested parties please send your resume to "APPLY NOW"/ contact Mr. Jem Choi at 2813 8920 for a confidential discussion.


***Personal data collected will be used for recruitment purposes only***

Additional Information
Years of Experience
5 years
Employment Type
Full Time
Five-day work week, Medical insurance, Performance bonus
Company details

At Achievers Asset Management Recruitment, our Specialist Consultants are industry experts that have worked or recruited in their expert areas. Our competitive edges build on our deep industry and functional expertise, strong business acumens and an unparalleled level of insight and knowledge in our recruitment service. We are also proud to have unique culture and characteristics that we define us as one of the leading recruitment specialists.

We offer professional executive research services and when our Clients work with Achievers, they can be confident that our skilled and dedicated teams of specialist consultants will find you the best talent match for your business every time. We work hard to provide Clients with a cost effective, valuable recruitment services which will save them time and money. We understand each of our Client’s business is unique and we take time to know their individual business requirements so that we present the top talents who will drive their business success. When Clients engage with Achievers, we will be able to provide them with a shortlist of quality candidates suited to their individual business requirements within a short time frame.

Over the years, we have been one of the most preferred business partners for many largest and most prestigious global asset and wealth managers. We have a track record of delivering success to Asia Pacific's Asset Management, Wealth Management, Hedge Funds, Private Equity and Banking & Capital Markets companies and help them to attract, recruit and retain their best talents.

Fund Manager (Equities / Fixed Income / Private Equity / Alternatives / Asset Allocation), Analysts, Research Sales (Institutional / Intermediaries), Marketing, Client Services, Investment Counselor, Relationship Manager Operations, Product, Risk & Control, Compliance, Audit, Finance, Human Resources, IT

Contact Information:
General Enquiry: 852 2813 8908 
For job seekers: [email protected]
For employers: [email protected]
Contact us today and learn more about how we can meet your organization’s talent needs or enhance your own career.

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