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Responsible Officer (RO) Type 6Trinity Search Limited
  • Admiralty
  • Salary provided
  • Posted on 15 Aug 2019
Responsible Officer (RO) Type 6Trinity Search Limited

Job Highlights

  • Responsible Officer (RO) Type9
  • Prestigious Chinese Bank
  • Competitive Compensation

Job Description

My client is one prestigious Chinese conglomerate with strong HK presence, they provide banking and related financial services.

Key Responsibilities

Review and supervise SFC Type 6 regulated activities

Lead the projects and activities of corporate finance and advisory services including IPO and M&A businesses

Perform due diligence, investment evaluation and financial modeling for potential investors

Ensure the compliance of all applicable laws, rules and regulations, including the proper documentation of all operations, policies and procedures

Ensure full regulatory compliance by formulating, reviewing and update the operation procedures and liaise with SFC when necessary

Implement regulatory guidelines and codes

Requirements 

SFC registered RO for Type 6 regulated activities

Degree or above in business related disciplines

At least 5 years’ solid experience in corporate finance and advisory services working experience

Strong analytical, leadership, interpersonal and presentation skills

Self-motivated and detail oriented skills and able to work independently

Proficiency in both spoken and written English and Chinese

 

Additional Information

Career Level
Not Specified
Qualification
Not Specified
Industry
Years of Experience
Not Specified
Employment Type
Full Time

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