Tonsin Financial Holdings Limited

Responsible Officer Type 4,9

Tonsin Financial Holdings Limited
Salary negotiable
Posted on 29 Oct 2020

Responsible Officer Type 4,9

Tonsin Financial Holdings Limited

Job Highlights

  • Set up fund
  • Great Career Path
  • Team Work

Job Description

Job Duty
  • Act as Responsible Officer for SFC Type 4 and 9 regulated activities
  • Responsible for the monitoring of the daily business operations to ensure full regulatory compliance
  • Oversee the compliance functions of the Company and take necessary actions to ensure all business activities comply with SFC rules and company guideline
  • Provide support to senior management in investment function
  • Liaise with SFC and other regulators regarding regulatory and licensing matters
  • Formulate, review and update the fund operations procedures

Job Requirements

  • Minimum of 3 years asset management experience, preferred fund management companies
  • Previous experience in handling Cayman funds is preferable
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
  • Previous Fund experience in setting up new asset management platform in Hong Kong is highly preferable
  • Good financial market knowledge and strong compliance sense
  • Team player, cheerful personality, strong responsibility, honesty and trustworthiness,excellent work ethic and integrity
  • Proven ability to handle multiple tasks simultaneously and effectively in a fast place work setting and meeting project deadlines
  • Fluent in Cantonese and Putonghua, Good written and spoken in English, immediately available is preferred

Additional Information

Career Level
Years of Experience
3 years
Job Type
Full Time

Additional Company Information

Benefits & Others
Dental insurance, Five-day work week, Medical insurance