SEEK Asia Style Guide

Retail Risk and Compliance ManagerThe Bank of East Asia, Limited
  • Not Specified
  • Posted on 15 Nov 2019
Retail Risk and Compliance ManagerThe Bank of East Asia, Limited

Job Highlights

  • To develop control framework over investment
  • To perform assessment and gap analysis
  • University graduate; Preferable over 5 years’ exp.

Job Description

Retail Risk and Compliance Control Department

Retail Risk and Compliance Manager (Job ID: 2439)

Responsibilities

  • To develop control framework over investment and insurance transactions of branch and online channels
  • To review the sample checking results of investment and insurance transactions so as to ensure selling activities are conducted in compliance with relevant regulatory requirements
  • To perform assessment and gap analysis to ensure proper control measures are in place to mitigate compliance risk associated with all channels
  • To handle enquiries from regulators
  • To conduct reviews on non-compliance cases and recommend measures and controls to prevent recurrence

Requirements

  • University graduate; OR
  • Preferable over 5 years’ experience in banking sector covering the following:
  • At least 3 years’ exposure in compliance, internal control or audit;
  • Good knowledge of regulatory requirements/codes/guidelines applicable to retail banking
  • Excellent analytical skills, interpersonal and communication skills
  • PC literate with good knowledge of MS office
  • Good command of both spoken and written English and Chine

Please apply online via the BEA Careers website at https://careers.hkbea.com/psp/hcmprd/EMPLOYEE/HRMS/c/HRS_HRAM.HRS_APP_SCHJOB.GBL?Page=HRS_APP_JBPST&Action=U&FOCUS=Applicant&SiteId=1&JobOpeningId=2439&PostingSeq=1 or by clicking the Apply Now button. Kindly note that if you are a new user, you have to first create your User Profile before you can apply.

Personal data provided by job applicants will be used for recruitment purposes only and will be treated in accordance with the Bank's Personal Data Policy, which is available upon request. Applicants who are not invited for interviews within six weeks may consider their applications unsuccessful and the personal data collected will be destroyed after six months.

Additional Information

Career Level
Middle
Qualification
Degree
Years of Experience
5 years
Employment Type
Full Time, Permanent

Company Overview

Together, we can achieve more

The Bank of East Asia, Limited ("BEA") is Hong Kong’s largest independent local bank with 69 branches, 54 SupremeGold Centres, and 11 i-Financial Centres throughout the city.

With a team of over 3,700 professionals in Hong Kong and more than 9,900 worldwide, BEA embraces a spirit of teamwork in every challenge.  We invite you to become part of our team and to join us on our journey towards a bright and exciting future.

Additional Company Information

Benefits & Others
Dental insurance, Double pay, Five-day work week, Life insurance, Medical insurance

More Jobs from this employer