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Risks Manager/ Assistant Risks ManagerFutu Securities International (Hong Kong) Limited
Risks Manager/ Assistant Risks ManagerFutu Securities International (Hong Kong) Limited

Job Highlights

  • Risk Manager / Senior Risk Officer
  • 3 years of working experience
  • 5 days work

Job Description

Responsibilities:

  • Conduct trade surveillance, daily report monitoring and review workflows to identify possible compliance / operational risks and provide recommendations to enhance control weaknesses
  • Partner with product teams and control teams such as legal and compliance to establish regulatory controls, governance framework and surveillance methods
  • Develop and manage risk policies and standards, and continually seek to improve the credit risk methodologies and processes
  • Assist in the counterparty credit rating and internal rating projects
  • Provide independent assessments and recommendations on the credit risk models and stress testing
  • Perform regular counterparty due diligence reviews, and ensure credit limits are set at appropriate levels
  • Formulate policies and procedures to facilitate the credit risk models implementation
  • Develop and improve credit risk related models including margin financing lending ratio model 

Requirement Qualification:

  • University degree holder, preferably in business, finance, statistics or risk management related discipline
  • Hands on experience of performing post-approval activities including credit monitor & control, analyze and portfolio review etc, to identify potential credit risks, alert to BU with identified risk and recommend preventive measures/risk mitigation
  • Solid knowledge of HK and mainland stock markets.  Good understanding of HK and mainland practice, regulatory regime and rules on collateral loan
  • At least 3 years of recent credit risk management experience.  Experience in the overall loan management cycle and trade surveillance is an advantage
  • Candidate with more experience will be considered as Risks Manager
  • Proficient in English, Cantonese and Mandarin

Additional Information

Career Level
Middle
Qualification
Degree
Years of Experience
3 years
Employment Type
Full Time
Benefits & Others
Dental insurance, Five-day work week, Medical insurance, Performance bonus

Company Overview

富途證券國際(香港)有限公司  為香港證券及期貨事務監察委員會的註冊交易商,可從事證券交易、期貨合約交易。富途最近引入騰訊控股 (00700.HK)經緯創投(Matrix Partners China)以及紅杉資本 (Sequoia Capital)為策略股東,希望在技術、人力資源和網絡方面投入更多的資源,憑藉我們強大的電腦技術開發水平,為亞太區個人及公司客戶提供最優質網上投資服務。因應我們的高速發展,希望有志從事於互聯網金融人士加入我們,成為優秀團隊的一分子。

Futu Securities International (HONG KONG) Limited is a fast growing brokerage firm with strong IT technology background in Hong Kong and is committed to provide a real-time trading services for our clients in Hong Kong and within the Greater China Region. To contribute to our business growth, we are now looking for high-calibers to join us.

Learn more about us at: https://hk.futu5.com/

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