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Senior Associate / Associate, SettlementShanxi Securities International Financial Holdings Limited
Senior Associate / Associate, SettlementShanxi Securities International Financial Holdings Limited
Job Highlights
  • Min 5 years settlement exp in brokerage/ futures
  • Hands-on in DCASS/ CCASS
  • Fluency in Putonghua
Job Description


  • Responsible for daily settlement of securities and futures in HK and global markets, focusing in futures and options products
  • Handle clients’ deposit and withdrawal of fund/ securities request
  • Handle daily operations in DCASS including position close-out and margin offset
  • Perform trade and position reconciliation and follow up discrepancies
  • Handle Large Trader Report
  • Liaise and resolve settlement issue with clients, counterparties and Clearing House
  • Ensure all processes and procedures are in compliance with internal/external regulations and market practice
  • Formulate and set policies, operating procedures and control process risk
  • Prepare reports and data to other departments and management
  • Assist development of new products, functionalities and services
  • Work with team members to assure competence and on-going improvement of productivity
  • Provide support to securities settlement when necessary
  • Assist in ad-hoc projects and carry out other duties and responsibilities as assigned by management



  • Bachelor’s degree or above in Finance, Business Administration or other relevant disciplines
  • Minimum 5 years of settlement experience within brokerage or futures firms
  • Conversant with the operations of DCASS/CCASS
  • Good communications and interpersonal skills, able to work under pressure and as team player
  • Proficient in PC applications, Excel, Word, PowerPoint and Access
  • Good command in spoken and written English and Chinese (fluency in Putonghua)
  • Candidates with less experience will be considered as Associate


We offer competitive remuneration packages to the right candidate. Interested parties please submit your resume to Human Resources Department (1). by post to Unit A, 29/F., Tower 1, Admiralty Centre, 18 Harcourt Road, Admiralty, Hong Kong; or (2). by using "Apply Now" button. All applications will be treated in strict confidence and personal data provided by job applications will be used for recruitment purposes only.

Additional Information
Years of Experience
5 years
Employment Type
Contract, Full Time
Five-day work week, Medical insurance, Performance bonus
Company details

We are a wholly owned subsidiary of SHANXI SECURITIES CO LTD ("Shanxi Securities" Stock Code: 002500.SZ) and a fast growing international financial institution incorporated in Hong Kong since 2006. We provide securities brokerage, futures contracts trading, asset management and investment banking services to global corporates, institutional clients and retail clients. We are looking for committed, dedicated and high-caliber financial professionals.