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Senior Compliance Officer / Assistant Compliance Manager (IPO focus)Bond West Consultants
  • Not Specified
  • Salary negotiable
  • Posted on 01 Apr 2019
Senior Compliance Officer / Assistant Compliance Manager (IPO focus)Bond West Consultants
Job Highlights
  • IPO
  • Investment Bank
  • Attractive Bonus
Job Description

(Ref Number: [email protected]_ew)

Our client, a sizable international investment bank, is now looking for a high caliber for the following position:


Senior Compliance Officer / Assistant Compliance Manager (IPO focus)


  • Handle compliance related matters for corporate finance activities
  • Conduct compliance review and surveillance exercises on Investment Banking Department transactions and activities.
  • Formulate, execute and review compliance manuals, policies, procedures and systems to ensure that all investment banking activities are in compliance with the regulations and the Group's policies
  • Negotiate with counterparties regarding all relevant legal agreements and documents



  • Degree holder with at least 2 - 3 years of legal and compliance experience dealing with Type 6 regulated activities in major investment banks or SFC licensed corporations with Sponsor License
  • Knowledge of securities law and capital markets practice
  • Strong command of spoken and written business English and Chinese


Please send in your full resume with last drawn, expected salary and availability to Bond West Application Email Address "Click Here" or via "APPLY" button.

For any query, please feel free to contact Mr. Wong at 2957 8079. 

For more job opportunity, please visit our website:

(Data collected is only for recruitment purpose)

Additional Information
Years of Experience
3 years
Employment Type
Full Time, Permanent
Double pay, Five-day work week, Life insurance, Medical insurance, Performance bonus
Company details

Bond West Consultants was founded in the 1990s with the intention of providing an all-in-one staffing solution. Over the years, we have consistently provided professional and effective recruitment services to Multinational and Public-listed Companies in various sectors, such as Manufacturing, Trading, Engineering, Information Technology, Hospitality and Financial Services.

In line with the expansion of the recruitment market in Asia Pacific, Bond West now has offices in Hong Kong, Singapore, Shenzhen, Guangzhou, Shanghai, Beijing and Chongqing.  With a database of more than 1,200,000 candidates, a state-of-the-art client/ candidate management system and more than 200 well-trained consultants, Bond West is well- equipped to provide fast and professional service for our clients. We place great emphasis on a fast and accurate response for all our business partners.