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Senior Consultant, Regulatory ComplianceCompliance Consulting Limited
  • Central
  • Salary negotiable
  • Posted on 19 Nov 2019
Senior Consultant, Regulatory ComplianceCompliance Consulting Limited

Job Highlights

  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development

Job Description

Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track records. Our team of compliance specialists provides clients with consultation advice and cost-effective business solutions including SFC licensing, compliance outsourcing, facilitating and guiding the registration of companies and their representatives in compliance with the current regulatory regime. 

 

Job Responsibilities

 

  • Provide ongoing compliance advice to our retainer clients
  • Assist client in handling on-boarding procedures, including performing AML/ KYC related matters
  • Handle enquiries from regulators e.g. SFC, HKMA and HKEx
  • Handle corporate licensing applications
  • Develop, maintain and implement compliance plans, manuals, policies and procedures for licensed corporations engaging in different regulated activities
  • Develop compliance training materials
  • Handle ad hoc tasks as assigned

 

Job Requirements

 

  • University degree preferably in law, finance, accounting or related disciplines
  • 4 years' solid compliance experience in SFC licensed firms, professional firms or regulator
  • Less experience will also be considered 
  • Sound knowledge of the SFO and other relevant codes and regulations 
  • Well organized, self-motivated and good interpersonal skill
  • Detail-oriented, mature and able to work independently
  • Good command of spoken and written English, Cantonese and Mandarin

 

 

Additional Information

Career Level
Middle
Qualification
Degree
Years of Experience
4 years
Employment Type
Full Time, Permanent

Company Overview

Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track records. Our team of compliance specialists provides clients with consultation advice and cost-effective business solutions including SFC licensing, compliance outsourcing, facilitating and guiding the registration of companies and their representatives in compliance with the current regulatory regime.

 

 

Additional Company Information

Benefits & Others
Dental insurance, Five-day work week, Medical insurance, Performance bonus

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