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Senior Manager/ Assistant Vice President, Compliance MonitoringChina CITIC Bank International Limited
Senior Manager/ Assistant Vice President, Compliance MonitoringChina CITIC Bank International Limited
Job Highlights
  • Perform samples checking
  • Customer data protection control
  • Undertake investigations into any complaints rep
Job Description

Job Purpose

Establish and carry out compliance monitoring function in relation to data protection, licensing, investment, insurance, treasury and banking products (i.e. all areas other than AML-related monitoring) to ensure the adherence to internal compliance control and relevant legal and regulatory requirements.

 

Key Responsibilities

  • Maintain an adequate system of customer data protection control and prepare MIS report on customer data protection
  • Perform samples checking portage storage devices and e-mail activities; and
  • Develop and perform compliance monitoring program on the Bank’s various activities
  • Review the current compliance controls of the Bank and identify proper actions for improvement if necessary
  • Review the Management Information System reports from compliance perspective and identify any significant compliance issues from the reports for further actions
  • Conduct compliance review on any complaints and provide necessary advice
  • Undertake investigations into any complaints reported or made by both internal and external customers
  • Liaise with regulators and handle the ad hoc examination, surveys, enquiries raised by them from time to time
  • Prepare and deliver compliance related training to foster the compliance culture of the Bank
  • Raise and maintain compliance awareness among staff by providing them with relevant information, publications and training on compliance matters

 

Requirements

  • Degree holder preferably in Law, Accounting or related disciplines
  • Minimum 5 years banking, legal, general audit or compliance experience, preferably in a sizable financial institution or regulatory bodies
  • Good knowledge in banking laws, operations, products and services
  • Possess a good knowledge of relevant regulatory requirements relating to the compliance monitoring handled
  • Self-motivated, independent and able to communicate effectively at all levels
  • Good command of written and spoken English and Chinese (including Putonghua)

 

For more details about career opportunities with the Bank, please visit our website http://www.cncbinternational.com/careers/en/index.jsp. Please apply with full resume stating current and expected salaries.

 

Personal data collected will be used for recruitment related purposes only. Applicants not invited for interview within 6 weeks may consider their applications unsuccessful. However, applicants may be considered for other suitable positions within the Group for a period of not more than 2 years. Personal data will be destroyed at any time after 3 months.

 

China CITIC Bank International is committed to being an equal opportunities employer and intends to provide a work environment free of unlawful discrimination or harassment. All employment decisions will be made in a non-discriminatory manner.

Additional Information
Career Level
Middle
Qualification
Degree
Industry
Years of Experience
5 years
Employment Type
Full Time, Permanent
Company details

China CITIC Bank International, a subsidiary of China CITIC Bank (SEHK: 0998 / SSE: 601998) in Mainland China, is ideally positioned to draw the best of East and West.

A key strategic component of the parent bank's global development, we aspire to be “the best overseas integrated financial services institution” with the highest international standards by providing a comprehensive suite of financial services including wholesale banking, personal banking, wealth management, treasury and global markets solutions to exceed Greater China and overseas customers’ expectation.

People are the key to our success. We recruit quality people and offer top-notch training and life-enriching career opportunities to committed and talented individuals. If you share our passion and are interested in tapping the dynamic banking industry, we invite you to apply for the following job opening(s):