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Senior Manager - Intermediaries Supervision, Intermediaries (Ref: JDB/SM/IS/190301)Securities and Futures Commission
Senior Manager - Intermediaries Supervision, Intermediaries (Ref: JDB/SM/IS/190301)Securities and Futures Commission
Job Highlights
  • Intermediaries Supervision
  • Manager
  • -
Job Description

 Ref.: JDB/SM/IS/190301



We are currently looking for a professional who has extensive practical experiences on cutting edge financial technology to join the Intermediaries Supervision Department to support its policy and supervisory work.

Reporting to Director, you will lead a team of professional staff to carry out a varied and challenging range of responsibilities which include:

  • Conduct on-site inspections on firms which use advanced technology in carrying out their business, including virtual asset fund managers and trading platform operators, so as to review and assess operational controls, risk management, business conduct and cybersecurity;
  • Formulate effective regulatory responses and policy initiatives to address key issues identified; and
  • Interact dynamically with senior management of intermediaries, communicate our regulatory standards and policies to the market as well as build and maintain close working relationship with other regulatory bodies and industry associations.

To be successful in this role, you should:

  • Hold a bachelor degree in a relevant field, such as business, information technology and computer science;
  • Have 10 years of relevant experience in the financial industry, with practical exposure to fintech and virtual asset related business activities;
  • Have in-depth knowledge and experience in the evolving virtual asset ecosystem, including distributed ledger technology and virtual asset trading platforms;
  • Be proactive, analytical, alert to potential problems and resourceful in developing solutions;
  • Have excellent communication and interpersonal skills;
  • Be self-motivated and result-oriented; and 
  • Have a strong sense of responsibility and impeccable integrity.



Please quote the reference and apply by 26 April 2019 with details of qualifications, previous experience, current and expected salary to:

Recruitment Manager
Securities & Futures Commission
35/F, Cheung Kong Center
2 Queen’s Road Central, HK

For online application, please click "Apply Now" button or refer to,-intermediaries-190301.html

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.

Additional Information
Years of Experience
10 years
Employment Type
Full Time
Company Website
Company details

The Securities and Futures Commission (SFC) is the independent statutory body regulating the securities and futures markets in Hong Kong. We are committed to protecting the integrity and soundness of the market for the benefit of investors and the industry.

Working for a globally respected regulator provides unique opportunities to serve the public and advance Hong Kong’s position as an international financial centre. Join us to achieve greater things in your career.