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Senior Officer, CompliancePrudential Hong Kong Limited
Senior Officer, CompliancePrudential Hong Kong Limited
Job Highlights
  • Assigning ad hoc requests/enquiries
  • To assist in the gap analysis
  • Minimum of 3-4 years experience
Job Description

At Prudential, we understand that success comes from the talent and commitment of our people. Together, we have a shared vision in securing the future of our customers and our communities. We strive to build a business that you can shape, an inclusive workplace where everyone’s ideas are valued and a culture where we can thrive together. Our people stay connected and tuned in to what’s happening around us, keeping us ahead of the curve. While focused on the long-term, we look to the future to bring growth, development and benefit to everyone whose lives we touch.

To assist Senior Manager, Compliance in discharging his duties in relation to (i) compliance reporting, (ii) compliance training, (iii) oversee the progress of ad hoc enquiries from HKIA, and (iv) rollout of new or revised PCA initiatives; and (v) ad-hoc projects/tasks.

Job responsibilities:

  • To assist in the preparation of compliance reporting for Monthly Risk Committee, Compliance Committee and other Board Committees
  • Responsible for assigning ad hoc requests/enquiries from HKIA to the responsible departments and ensuring that responses are provided within agreed timelines
  • To assist in the gap analysis on new or updated PCA initiatives
  • To provide prepare, review and update compliance training; and handle ad-hoc projects

Job requirements:

  • Degree holder with major in Law, Accounting, Finance or related discipline; an insurance related qualification will be an advantage
  • Minimum of 3-4 years experience in Compliance or Audit in life insurance companies or banks.
  • Good knowledge of life insurance or general insurance
  • Good in both written and spoken English and Chinese
  • Computer literate
  • Effective communication and management skills

For other vacancies, please visit our website at

We offer an attractive remuneration package including 5-day work week and flexible benefits.  Please submit your application with present and expected salaries online.

To apply:

Data collected will be used for recruitment purpose only and will be kept for 24 months.  Only short-listed candidates will  be notified.

Additional Information
Years of Experience
3 years
Employment Type
Full Time, Permanent
Five-day work week, Life insurance, Medical insurance, Performance bonus
Company details
Prudential Corporation Asia is one of Asia’s leading life insurance companies with more than 14 million customers in 12 countries. The company is a business unit of Prudential plc of the United Kingdom, and offers a wide range of life insurance, protection, savings and retirement products and services. With a long heritage in Asia, the company has over 500,000 financial consultants who live up to the promise every day to be “Always Listening. Always Understanding".

Eastspring Investments, our asset management arm, is one of the region’s largest asset managers with on-the-ground presence in 10 markets as well as distribution offices in the US and Europe.

Prudential plc is not affiliated in any manner with Prudential Financial, Inc., a company whose principal place of business is in the United States of America.