First Shanghai Securities Ltd

Senior Settlement Manager

First Shanghai Securities Ltd
Posted on 16-Apr-21

Senior Settlement Manager

First Shanghai Securities Ltd

Job Highlights

  • 5 yrs at managerial level in settlement department
  • Year-end bonus
  • Brokerage Industry

Job Description

Job Responsibilities:

  • Manage and supervise daily back office activities including but not limited to securities/futures/bond settlement, corporate action, client fund transfers, IPO, placement and SBL etc.
  • Liaise with front office, banks, brokers and external authorities to follow up any settlement related issues
  • Ensure the operational procedures are compliance with relevant regulatory and ensure all transactions are processed accurately and efficiently
  • Implement and maintain effective internal control in the operating process to minimize risk exposure 
  • Participate in system enhancements, UAT and perform ad hoc assignments / duties as assigned

Job Requirements:

  • Degree holder in Finance, Business Administration or related disciplines
  • Minimum 8 years experience in a brokerage industry, with at least 5 years at managerial level in Settlement and Operations Department
  • Familiar with relevant compliance rules and regulations, CCASS, DCASS and CTM operations
  • Mature, detail-minded, self-motivated and able to work under pressure 
  • Excellent communications skill and interpersonal skill
  • Strong leadership and organization skills
  • Proficiency in both spoken English, Chinese and Mandarin

We offer attractive package including 5 days work, Year-end bonus and medical insurance to the right candidate. Please apply with full resume stating present & expected salary and date available to: The Human Resources Manager by clicking APPLY NOW.

(Personal data collected would be used for recruitment purpose only.)

Additional Information

Career Level
Years of Experience
8 years
Job Type
Full Time, Permanent

Company Overview

First Shanghai Securities Limited is a subsidiary of First Shanghai Investments Limited, which is a listed company in Hong Kong. To cope with our expansion, we invite high caliber candidate to fill the following position:

Additional Company Information

Financial Services
Benefits & Others
Double pay, Life insurance, Medical insurance, Performance bonus, Five-day work week