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Settlement Clerk / Officer **URGENT**Forthright Financial Holdings Company Limited
Settlement Clerk / Officer **URGENT**Forthright Financial Holdings Company Limited
Job Highlights
  • Degree in BBA, Accounting, Finance, Econs
  • 2 yrs relevent exp
  • 5 days work, Medical, Dental, Bonus
Job Description

To cope with our business expansion, we are looking for the high caliber candidate to join our team. The successful candidate will join our Settlement Team and is responsible for the following:


Roles and Responsibilities:


  • To ensure the smooth running of department’s daily settlement functions and the daily operations comply with policies and procedures;
  • To prepare the daily settlement operations and review all the necessary reconciliations arising from the relating securities operations;
  • To ensure that all trade dealings are properly and correctly reflected into the system. All discrepancy needs to follow up and resolved according to the Company’s guideline;
  • To ensure accounts and settlement services instructions from clients are timely and efficiently executed;
  • To ensure the client’s transactions, statements and settlement reports are all properly updated on a daily basis;
  • To ensure all necessary change are updated and reflected in the clients’ portfolios;
  • To provide the necessary back office supporting functions to the Front Office Department;
  • To liaise with CS team on the updating and handling of account opening documentations;
  • To follow up on daily stock holding reconciliation;
  • To follow up on daily unsettled client transaction;
  • To handle corporate action event matters;
  • To communicate and liaise with Finance Department and RO to resolve any daily issues; and
  • To participate in system implantation UAT and ad-hoc projects as assigned.



  • University or above;
  • Minimum 2 years of experiences in global futures settlement operations;
  • Knowledge of HK Equities and Derivatives, Global Futures, Global Market;
  • Familiar with HKFE operation procedures and local system /practices including DCASS;
  • Good interpersonal & communication skills, attention to details & problem-solving skills;
  • Able to work independently with strong sense of responsibilities;
  • Proficient in PC knowledge, such as Word, Excel, PowerPoint; Chinese word processing is essential;
  • Good command of both spoken and written English and Chinese, and fluency in Putonghua is a must; and
  • Immediate available is preferred.

Candidates with more experience will be considered as Settlement Officer.



We offer attractive remuneration package with comprehensive benefit to the right candidate. Interested parties please click “Apply Now” to submit applications or send applications with detailed resume stating career history, present & expected salary and date available to Human Resources Department, Forthright Financial Holdings Company Limited. Applicants who are not contacted within 6 months may consider their applications for the specified position unsuccessful.

All information provided by applicants will be used only for recruitment purpose and will be used strictly confidential. Unless otherwise instructed in writing by the applicant concerned, applicants may be considered for other suitable positions within the Group and its related/partnership companies. The personal data of unsuccessful job applicants may be retained for a maximum of two years from the date when the job applications is rejected and such data may be retained for a longer period if there is a subsisting reason that obliges the Group to do so, after which the personal data will be destroyed.

Additional Information
Years of Experience
2 years
Employment Type
Full Time, Permanent
Dental insurance, Five-day work week, Medical insurance, Performance bonus
Company details

Forthright Financial Holdings Company Limited ("Forthright Financial") is a leading provider of investment and financial trading services for our customer.  Founded in August 2015, Forthright Financial is rapidly developing our new businesses via the establishments of Forthright Securities, Forthright Asset Management, Forthright Finance, and Forthright Management Services.

Forthright Securities, a Type 1 & 4 licensed corporation of Securities & Futures Commission (CE No: BGP713), is an active participant in HKEX dealing in Securities. With our expertise on the latest Financial Technology (FinTech), Research and Customer Services , we strive to be the Investment Expert of HK & U.S. Market .

To assort with our development, we are now inviting high calibre candidates join us for the following position: