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Settlement Officer uSMART Securities Limited
Settlement Officer uSMART Securities Limited

Job Highlights

  • SFC Licensed Corp
  • Rapidly expanding fintech/securities firm
  • Competitive Remuneration Package

Job Description

Job Responsibilities:

  • Perform and monitor daily settlement operation, including securities, futures & options and other CCASS and DCASS operations
  • Perform corporate actions, placement, daily stock and cash reconciliation
  • Monitor day to day settlement procedures
  • Communicate with internal parties and foreign brokers to solve settlement problems
  • Ensure all processing transactions are complied with all relevant external regulators and in-house policies
  • Daily bank account reconciliation in numerous currencies
  • Other ad hoc duties assigned by supervisors 

Job Requirements:

  • Diploma or above in Finance, Accounting or related disciplines
  • At least 1 year of relevant experience in financial industry 
  • Experience in settlements with reconciliation knowledge
  • Knowledge with CCASS and DCASS operations preferred
  • Good command of spoken and written English and Chinese (Cantonese and Putonghua) 


We offer attractive remuneration package to the right candidates. Interested parties please send your current and expected salary by email.


Data collected will be used for recruitment purpose only.

Additional Information

Career Level
Entry Level
Non-Degree Tertiary
Years of Experience
2 years
Employment Type
Full Time, Permanent

Company Overview

uSMART友信證券是香港新一代互聯網券商,通過技術創新和人工智能科技為投資者提供簡單,專業和低成本的全球投資服務。 uSMART友信證券是香港持牌券商(中央編號:BJA907),持有香港證監會授予的149號牌照,是香港證監會認可的全牌照優質券商,致力遵循香港金融法規保障投資者資產安全。

uSMART友信證券的核心管理及金融科技團隊成員來自世界知名科技企業巨頭和知名金融機構,包括騰訊、阿里巴巴、微軟、雅虎、優步、法国巴黎银行、瑞士银行等。受惠於友信金服集團的頂尖互聯網金融技術和數據科學團隊, uSMART友信證券結合自身領先的人工智能和機器學習演算法为用户開發新一代移動證券交易APP (uSMART友信智投),進一步優化投資者買賣證券的體驗,為投資者爭取獲得更佳回報機會。



uSMART Securities is a new generation of Internet brokers in Hong Kong that provides investors with simple, professional and low-cost global investment services through technological innovation and artificial intelligence technology.

uSMART Securities (CE no. BJA907) is licensed under The Securities and Futures Ordinance (Chapter 571), and allowed to carry on Type 1, Type 4 and Type 9 regulated activities. We are committed to complying with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART Securities' core management and financial technology team members come from world-renowned technology giants and well-known financial institutions, including Tencent, Alibaba, Microsoft, Yahoo, Uber, BNP Paribas, Swiss Bank, etc. Benefiting from the top Internet finance technology and data-science team of Youxin Financial, uSMART Securities combines its leading artificial intelligence and machine learning algorithms to develop a new generation of mobile securities trading APP (uSMART) for investors, further optimizing the users’ experience of securities trading and help seek for better returns.

Founded in 2010, Youxin Financial is a leading financial technology company in China. In 2014, it received a $130 million Series A financing that broke its peer financing record. The Group's business is covering more than 80 cities in China, with 28 million registered users, operating more than 250 subsidiaries as well as employing more than 10,000 employees, and a team of more than 500 engineers and data research experts.

Additional Company Information

Benefits & Others
Five-day work week, Life insurance, Medical insurance, Performance bonus

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