Our Client (Type 1 License) is a new financial house with very strong presence in China. Their current team has years of experience in the cross-boarder securities business. Their main clients consists of large scale Hedge Funds who focus on investment of OTC and related products.
The Company is now looking for capable people with RA1 Responsible Officers qualifications to join their team.
Please send your updated CV with Expected Salary and Availability to us!
ComplianceOne Consulting Limited (ComplianceOne) provides comprehensive consulting services in compliance to various financial institutions including licensed corporations in securities trading, futures trading, wealth management and asset management. Built on a professional team with sufficient knowledge in compliance and operational experience in different types of licensed corporations, we are dedicated to offering our clients concrete recommendations in compliance and deciding business plans compatible with principles of compliance for our clients. Our professional services will guarantee our clients that their companies will operate efficiently and strictly in accordance to relevant compliance policies.
We target to render the best support services to clients who wish to establish licensed corporations in regulated activities. We will provide them with the consulting services for the application of related licenses in SFC. Free consultation and initial assessment are also available to foster the application. Successful applicants can also enjoy our support services in compliance.
Please Visit our website www.ComplainceOne.HK for more information!