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SFC Type 2 Responsible OfficerCompany Confidential
  • Wan Chai
  • Salary negotiable
  • Posted on 13 Aug 2019
SFC Type 2 Responsible OfficerCompany Confidential

Job Highlights

  • SFC RO 2
  • listed company
  • dental and medical

Job Description

Job responsibilities

  • Initiate business development strategies and plans to generate profit, with leverage on other SFC regulatory business including type1, 4, 9, and wealth management
  • Supervise and monitor daily operation, including all SFC regulated activities, credit risk control, to ensure all activities comply with SFC rules and regulations
  • Review and update the operational and internal control procedures
  • Assist ad-hoc projects assigned




  • Current SFC Type RO 2 unconditional license holder is a must, holders also have RO1, 4, 9 are highly preferred
  • Supervisory experience with strong sales-driven mindset in brokerage firm is highly preferred
  • Good knowledge of SFC ordinance, regulations and guidelines of relevant regulatory bodies

We offer competitive remuneration and excellent career path to the right candidates. For inquiries, please contact  35214527. 

Additional Information

Career Level
Not Specified
Not Specified
Years of Experience
Not Specified
Employment Type
Full Time, Permanent
Dental insurance, Five-day work week, Medical insurance