SEEK Asia Style Guide

SFC Type 6 Corporate Finance – IPO PrincipalCentral Wealth Securities Investment Limited
SFC Type 6 Corporate Finance – IPO PrincipalCentral Wealth Securities Investment Limited

Job Highlights

  • Executive Director / Director
  • 5-10 years proven track record
  • SFC Type 6 License is a must

Job Description


  • Monitor corporate finance projects, including IPOs, M&A and other corporate finance transactions, and ensure the quality in accordance with the internal policies and external regulations
  • Assist in assessing potential deals, developing new business, executing transactions and maintaining client relationship
  • Liaise with professional parties and communicate with regulatory authorities including the Hong Kong Stock Exchange and the SFC in connection with implementation of the projects



  • University Graduate or above in Finance, Economics or related discipline; preferably with CFA / CPA / MBA qualifications
  • Minimum 5 years’ corporate finance experience with IPO and M&A
  • MUST be Hong Kong SFC Type 6 RO with Principal status
  • Working knowledge in the Listing Rules and Takeovers Code is required
  • Excellent command of written and spoken English, Cantonese and Mandarin


We offer a competitive remuneration with a good career development to the right candidate. Interested parties please send us full resume stating expected salary and available date by clicking the button of Apply Now.

All information provided by applicants will be treated in strict confidence and used for recruitment purpose only.

Additional Information

Career Level
Years of Experience
5 years
Employment Type
Full Time

Company Overview

CWSIL is a well-established securities brokerage firm under a Public Listed Company. Our business covers Securities Brokerage, Futures and Asset Management.


To cope with our business growth and expansion, we are looking for high caliber candidates to join our dynamic team



Additional Company Information

Benefits & Others
Double pay, Five-day work week, Medical insurance