SEEK Asia Style Guide

Job Highlights
  • Our client is top tier financial services
  • Work closely with senior stakeholders
  • Qualified Lawyers with 10+ PQE
Job Description

SVP/ Director, Capital Market Lawyer – Consultation Listing Rules (10+ PQE)


Our client is top tier financial services based in Hong Kong, Asia’s premier international financial centre and one of the world’s largest Financial institution group. As part of a strategic group transformation, an outstanding and unique opportunity has arisen for an experienced Legal professional or to join Capital Market Regulation Policies team in HK.


This role you will work very closely with senior stakeholders across legal team and policies team in the development of listing policies by supporting Listing Department’s policy initiatives and market consultation, having regard to the market development and interest of the public.


You will provide guidance to the market through market outreach, organization of and participation in seminars and preparation of written guidance. In addition, you will also supervise junior subordinates on daily operation and administration of the capital market listing rules policies as the front-line regulator of listed companies in Hong Kong as well as monitor listed companies’ compliance with the Listing Rules.


As senior member in the team, you will act as policies subject matters expert. You will provide accounting, legal and other professional support to the work of the Policies Listing Department, particularly with respect to the review of complex accounting, legal, business and financial issues.


To qualify, individuals must possess:

  • Qualified Lawyers with 10+ PQE with at least 12 years working experience in Law firm, Corporate Finance, Securities or Investment Banking related field, of which at least 3 years at managerial and supervisory level
  • In depth knowledge of the Listing Rules and knowledge and its practices including laws, regulation ordinance, and accounting practices
  • Equipped experience in Corporate truncation activities, IPO& M/A activities, Capital market advisory and listing issues advisory  
  • Strong interpersonal and presentation skills and knowledge of investigative techniques and procedures
  • Good command of written and spoken English and Chinese.  Proficiency in Putonghua is essential


Whats offer

The successful candidate will be offered an excellent salary package and career prospect serve as a regulator. An excellent opportunity to be part of growing business during a period of corporate integration and strategic business expansion.


To apply, please contact Jennifer Yang for a confidential discussion at +852 3708 9510 quoting job reference number JY. 33426. To visit more Legal, Compliance and Risk management jobs please check


Data collected will be for recruitment purposes only. Only shortlisted candidates will be contacted. If you have not been contacted within 5 business days of your application, please assume your application has not been shortlisted.


Additional Information
Years of Experience
10 years
Employment Type
Full Time, Permanent
Five-day work week, Medical insurance, Performance bonus
Company details

Star Anise is a pan-Asian recruitment firm based in Hong Kong focusing on the legal, compliance, executive, and professional support sectors across all industries - whether law firm, multi-national, financial services or listed companies. 

To see how we can help you, the candidate, see our dedicated candidate page: 

For clients: