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Randstad Hong Kong Limited

Trade Surveillance, AVP to VP - Investment Bank

Randstad Hong Kong Limited
HK$45,000 - 70,000 /month
Posted on 24 Jan 2020

Trade Surveillance, AVP to VP - Investment Bank

Randstad Hong Kong Limited

Job Highlights

  • Foreign Firm
  • International Team
  • Good Work Life Balance

Job Description

about the company.

Our client is a foreign investment banking arm with strong presence in the region.
about the job.
  • Implement surveillance program which includes: watch list surveillance, restricted list surveillance, trade ideas surveillance to help restrict, monitor or control transactions
  • Maintain and review compliance manuals, policies, procedures and systems to ensure that all CF and brokerage activities are in compliance with the applicable laws, regulatory requirements and the Company policies
  • Conduct regular compliance monitoring and reviews on market surveillance
  • Participate and interact in meetings in local and overseas regulators, market participants and internal teams
  • Handling regulators' inquiries and investigation
  • Provide advice to frontline and other relevant units on compliance related matter
skills & experiences required.
  • University graduates with a minimum of 5 years' working experience relating to compliance or trade surveillance
  • Strong understanding of information control and conflicts of interest issues, as well as surveillance and monitoring experience
  • Strong command of spoken and written business English (Mandarin is a plus)

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: [email protected]

Additional Information

Career Level
Years of Experience
Employment Type
Full Time, Permanent

Company Overview

Randstad is a global leader in the HR services industry, with Asia-Pacific operations in Singapore, Malaysia, Hong Kong, China, Australia and New Zealand. Our Hong Kong operations has been supporting people and organisations in realising their true potential, helping find the best permanent and contracting talent in accounting & finance, banking & financial services, business support, construction & property, engineering, human resources, technologies, sales, marketing & communications and supply chain & procurement.

Human connection is at the heart of our business. Our personal approach, supported by state-of-the-art technology, is what sets us apart in the world of work. We express this with a new brand promise: Human Forward.

Additional Company Information

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