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Unique Opportunity - Big 4 Experience Transition to Investment Banking Compliance Harbridge Partners Limited
Unique Opportunity - Big 4 Experience Transition to Investment Banking Compliance Harbridge Partners Limited
Job Highlights
  • Big Four Compliance Experience Transition Role
  • Investment Banking exposure, Global capital market
  • Top-tier securities internal compliance Exposure
Job Description

The Company

Our client is a Top Tier Investment Bank that is currently looking for a experienced compliance talent who is specialist in yo join their team as the Equities Compliance Vice President.

 

Responsibilities:

  • This is a regional role, but with primary support to HK and Asia Pacific based securities business
  • Work with legal, compliance and other support staff across the region and in the other regions to advise on and address cross-jurisdictional compliance matters
  • Advise business line management and assist in providing solutions to potential problems or issues involving compliance or regulatory risk 
  • Conduct compliance monitoring and desk reviews to ensure compliance with regulations and internal policies 
  • Review and approve marketing materials 
  • Provides support for the development of compliance policies and procedures which meet compliance standards, and for the monitoring of implementation 
  • Identify regulatory or reputation risks and escalate to senior management for resolution 
  • Conduct training sessions on Firm policies and procedures 
  • Provide support for compliance-related risk assessment and control evaluations as requested

 

Requirements:

  • Minimum of 3 to 5 years of relevant experience in compliance
  • Previous compliance experience with Big 4 will be highly preferred
  • Other typical requirements, such as degree holder, fluent in English, preferably with Mandarin / Cantonese proficiency (both read and spoken) is ideal but not essential.

 

Benefits

  • Western and friendly company culture.
  • Competitive year end bonus.
  • Great annual leave package
  • Great Career progression.
  • Fully comprehensive medical insurance and personal insurance
  • Great MPF Pension Scheme

 

For further information, please contact our Chloe at 2523 9966.

cm AT harbridgepartners dot com

consultants At harbridgepartners dot com

Additional Information
Years of Experience
3 years
Employment Type
Full Time, Permanent
Benefits
Dental insurance, Five-day work week, Life insurance, Medical insurance, Performance bonus
Company details

About Harbridge Partners Limited

 

HARBRIDGE PARTNERS is a boutique, executive search and human capital consultancy firm.

We are an Asia-based, premier human capital consultancy and recruitment specialist in the  Legal, Tax, Compliance, Risk, Audit, Internal Audit, Corporate Governance, Infrastructure (Middle Office), Information Security/ Technology and Sales & Marketing, fields.

Due to client requests, we launched our Private Banking / Private Wealth Management Division, servicing all levels of requirements from  Private Bankers, Wealth Planners, Tax Consultants to Portfolio Managers, Credit Specialists and support staff.

Our front-line  Sales & Marketing Practice, is now headed by an ex-investment banker.

Our Legal, GRC (Governance, Risk and Compliance) and Internal Audit Practice is managed by a multi-award winning specialist Legal and Compliance Recruitment Consultant, with over 14 years specialist experience recruiting in these araes.

The founding members have over 35 years relevant executive search and direct industry experience within our specialist industry sectors. We believe we are one of the very few- if not the first, specialist Corporate Governance and Private Banking / Wealth Management recruitment firm comprised of top ex-industry professionals or experienced recruitment specialists specifically focussed on the Asia Pacific. 

We assist our global and local clients in Asia with identifying, developing and recruiting the world’s top talent, exclusively for the fast growing markets of the Asia Pacific regions.

Most of our consultants are multi-lingual and speak fluent English as well as another Asian Language.

 

HARBRIDGE PARTNERS believe in developing long term relationships through open communication, trust and good, honest, ethical hard work as the foundation of our recruitment practices.

Our consultants have won industry recongnition in their specialist areas, for example such as The Asiamoney Polls.

We hope that you will find our market knowledge, professionalism and personal approach, a refreshing change. 

To better serve our clients, we have plans to launch our Singapore and Shenzehn offices soon. If you are a recruitment consultant, looking for a truely international working environment and a total commitment to Asia, please do get in touch.

HARBRIDGE PARTNERS - Delivering Unparalleled Talent

www.harbridgepartners.com