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Vice President/ Assistant Vice President, Compliance (VP/AVP) - Private Bank exp Top Executive (Asia) Limited
Vice President/ Assistant Vice President, Compliance (VP/AVP) - Private Bank exp Top Executive (Asia) Limited
Job Highlights
  • 5yrs compliance exp in private banking
  • Europe based Private Bank, excellent opportunities
  • Monitoring activities as second line of defence
Job Description

 

 

Requirement:

 

  • Bachelor’s Degree in Business or related field.
  • 5+ years’ compliance experience in private banking.
  • Relevant working experience in Audit / Compliance.
  • Familiarity with regulations.
  • Capable of working independently and in a team environment.

 

Responsibilities:

  • Designs and Implements the bank's monitoring and surveillance program.
  • Supervises and conducts monitoring activities as second line of defence across a number of areas such as suitability, cross-border activities, best execution, trade surveillance etc.
  • Assesses the design and operating effectiveness of the program taking into account changes in the business, legal and regulatory environment.
  • Responsible for reporting the results of the monitoring to the appropriate management forum for further assessment and action.
  • Provides support to general compliance advisory activity.

 

 

Additional Information
Years of Experience
5 years
Employment Type
Full Time, Permanent
Benefits
Five-day work week, Medical insurance, Performance bonus
Company details

Our client, a well established Europe based Private Banking group is looking for an AVP/VP . The right candidate should be/ posses: