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Vice President / Director - Equity Capital MarketsFounder Securities (Hong Kong) Financial Holdings Limited
Vice President / Director - Equity Capital MarketsFounder Securities (Hong Kong) Financial Holdings Limited
Job Highlights
  • Originate, structure and execute ECM transaction
  • Assist the management to review existing policies
  • Possess problem solving and research skills
Job Description

Job Descriptions:


  • Actively involved in ECM transactions on a lead and/or syndicate role basis
  • Originate, structure and execute ECM transactions included but not limited to share placements, rights issues and equity-link products
  • Prepare origination materials involving relevant structural and financial analysis
  • Ensure that the necessary documentation and processes are in place for the Chinese Walls among different departments (such as corporate finance, sales and/or research) during mandated transaction
  • Assist the team to review existing policies and procedures to ensure all internal procedures are aligned with regulations of the SFC and the HKEX




  • University Degree or above in Economy and Finance or related disciplines
  • SFC Type 1 license holder, preferably a RO
  • Over 5 years’ solid experience in Equity Capital Markets in an Investment Bank or sizeable financial institutions or a proven track record
  • Solid knowledge of the capital markets in Hong Kong & China, as well as the relevant rules and regulations
  • Strong technical background and good understanding of equity capital markets
  • Possess problem solving and research skills in order to lead in the negotiating and reviewing of equity transactions
  • Good network with funds, institutional and other investors
  • Excellent command of written and spoken English and Chinese (Putonghua is a must)





We offer attractive remuneration and benefits to the right candidates. Interested parties, please send your application with full resume stating your CURRENT and EXPECTED salary by email.


All applications will be treated in strict confidence and used exclusively for the employment purpose. Only short listed candidates will be invited for interview. The company will retain the applications for a maximum period of 6 months.

Additional Information
Years of Experience
5 years
Employment Type
Full Time
Dental insurance, Five-day work week, Flexible working hours, Life insurance, Medical insurance, Performance bonus
Company details


Founder Securities (HK) Financial Holdings is a wholly owned subsidiary of Founder Securities Company Limited. Listed on the Shanghai Stock Exchange (stock code: 601901), Founder Securities Company Limited is a well-established investment bank in China with business in equity & future brokerage, corporate finance and investment management.


Founder Securities (HK) Limited was established in Aug 2014 in Hong Kong. Amid our expansion of the business scope, we are also striving to develop a Greater China business network covering mainland China, Hong Kong and Taiwan.


To cope with our rapid business growth, we would like to invite high-caliber candidate who are enthusiastic, reliable, and having a strong sense of team spirit to fill the following positions: