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Vice President / Senior Manager - General Compliance (Top 10 best banks in America) Levin Human Capital Consulting Group
  • Tsim Sha Tsui
  • HK$70,000 - 90,000 /month (negotiable)
  • Posted on 15 Apr 2019
Vice President / Senior Manager - General Compliance (Top 10 best banks in America) Levin Human Capital Consulting Group
Job Highlights
  • Team head role, Good career prospect
  • Harmonized culture, work life balance
  • General / Regulatory compliance in corp banking
Job Description

Responsibilities:

  • Promote, organize and establish the Branch’s framework of compliance policies (including regulatory compliance policies, compliance management rules, and violation reports and supervise their implementations) and assist the lines of business by reviewing their policies and procedures in compliance with applicable regulatory requirements and the Board approved policies.
  • Keep abreast of the latest development in regulatory laws, regulations and rules, follow up the management systems of the Head Office and other relevant units, grasp relevant themes and analyze their impacts on the Branch’s operation.
  • To fully understand, supervise and complete any periodical and non-periodic reports, statements, evaluation, assessment, investigation, application and filing matters required by the Hong Kong Monetary Authority (“HKMA”), the Securities and Futures Commission (“SFC”), the Companies Registry (CR) and other regulators and government departments as required.
  • Take charge of identifying and managing the Branch’s compliance risks, conduct compliance review and investigation on all of the Branch’s businesses and submit review reports to the Branch Management and Head Office.

Requirements:

  • Bachelor Degree with major in Business, Economics, Accounting or Law preferred
  • 5 – 7 years’ experience in related field, with necessary knowledge about regulatory rules and financial market products
  • Familiar with operations of local financial institutions, and the framework and duty segregation of local regulators
  • Good organizational and communication skills with good command of both spoken and written English and Chinese; Knowledge of Mandarin preferred

**Interested parties, please send your CV to Levin Human Capital Consulting Group at Winsome Choi [click here ] or call us at (852) 2520 0103 for more details.

 

Additional Information
Years of Experience
5 years
Employment Type
Full Time, Permanent
Benefits
Five-day work week, Life insurance, Medical insurance, Overtime pay, Performance bonus
Company details

Levin Human Capital Consulting Group, a firm with the aim to provide high value added human resources consulting services to her clients, was established in 1987.

Our firm serves multinational clients in major industries like banking and finance, logistics, media/ entertainment, telecom/ technology, etc.

Currently, we are instructed by our client to look for high caliber candidates for the below position.