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VP, Compliance, International Research / Brokerage FirmProfile Search and Selection
VP, Compliance, International Research / Brokerage FirmProfile Search and Selection
Job Highlights
  • Leading International Research / Brokerage Firm
  • highly visible role with exposure to front office
  • established presence
Job Description

Leading international research / brokerage firm is seeking a compliance officer to assist with a broad range of compliance matters including monitoring, surveillance, advisory and core/central compliance matters. You will be responsible for overseeing the current compliance policies / procedures and enhancing these when required. This is a highly visible role with exposure to the front office.

The successful candidate will possess approximately 7-10 years of relevant experience gained with international financial institutions. Excellent communication and interpersonal skills are required. Experience gained in sales, trading or research compliance is required. Fluency in English, Cantonese and Mandarin is a prerequisite. A proactive mind-set is required with the ability to interact with senior stakeholders.

This would be a great step up for someone wanting to move into a role with more responsibility. Great working culture / environment on offer.

Suitable candidate should contact Sonny Wong at [email protected] for a confidential discussion.

Additional Information
Career Level
Years of Experience
Employment Type
Full Time, Permanent
Company details
About Profile Search & Selection

Established in 2005, Profile is Asia's leading independent search & selection firm. We offer bespoke recruitment and human capital solutions to financial services, commercial and professional services clients.

We are passionate about helping candidates find the right opportunities by aligning their career ambitions with the needs of our clients.

Across our offices in Hong Kong, Singapore, Shanghai and Beijing, we provide access to a longstanding network of organisations throughout Asia, bolstered by a team of consultants and in-house researchers with specialist expertise at the sector and functional level.

To learn more about Profile, please visit, or to view more job opportunities.