Financial Services jobs in Central & Western Area | jobsDB Hong Kong

regulator, Central & Western Area, Financial Services
Central & Western Area
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Financial Services
We have 35 jobs for youSelect a job to view details
1-30
of 35 jobs
Regal Executives Limited
Central
  • At least 5 years of compliance experience
  • Attractive Package
  • Leadership experience with efficient
Our clients, Hong Kong Listed PRC Financial Institutes with Brokerage, Corporate Finance and Asset Management business are urgently looking for differ...
16-Nov-19more
  • At least 5 years of compliance experience
  • Attractive Package
  • Leadership experience with efficient
Our clients, Hong Kong Listed PRC Financial Institutes with Brokerage, Corporate Finance and Asset Management business are urgently looking for differ...
16-Nov-19more
EY
Central
  • University graduate
  • 5-6 years of relevant working experience
  • Excellent spoken and written English and Chinese
Our Assurance group is one of the most trusted, respected and influential organizations in the industry. As part of our teams, you will provide peace…
15-Nov-19more
  • University graduate
  • 5-6 years of relevant working experience
  • Excellent spoken and written English and Chinese
Our Assurance group is one of the most trusted, respected and influential organizations in the industry. As part of our teams, you will provide peace…
15-Nov-19more
EY
Central
  • Bachelor's or a Master’s degree
  • 5 years of related work experience
  • Good English
Our Assurance group is one of the most trusted, respected and influential organizations in the industry. As part of our team, you will provide peace…
15-Nov-19more
  • Bachelor's or a Master’s degree
  • 5 years of related work experience
  • Good English
Our Assurance group is one of the most trusted, respected and influential organizations in the industry. As part of our team, you will provide peace…
15-Nov-19more
Harbridge Partners Limited
Admiralty
HK$35k - 55k /month (negotiable)
  • Responsible Officer,Ro,asset management,4 and 9
  • Paper RO,advise on securities,conditional,flexible
  • Mandarin speaking,work at home,PRC,HK
The Company Our client is a well established integrated financial investment company with SFC type 1,2,4,6,9 licensed financial service company which ...
14-Nov-19more
  • Responsible Officer,Ro,asset management,4 and 9
  • Paper RO,advise on securities,conditional,flexible
  • Mandarin speaking,work at home,PRC,HK
The Company Our client is a well established integrated financial investment company with SFC type 1,2,4,6,9 licensed financial service company which ...
14-Nov-19more
Compliance Consulting Limited
Central
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track re...
13-Nov-19more
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track re...
13-Nov-19more
Guotai Junan International Holdings Limited
  • Min. 5 years relevant experience
  • Good knowledge in SFC regulations and practices
  • Sound knowledge in financial products
Responsibilities: - Handle and review enquiries from regulators on trade-related enquiries, demand for information and investigation related requests;...
12-Nov-19more
  • Min. 5 years relevant experience
  • Good knowledge in SFC regulations and practices
  • Sound knowledge in financial products
Responsibilities: - Handle and review enquiries from regulators on trade-related enquiries, demand for information and investigation related requests;...
12-Nov-19more
Founder Securities (Hong Kong) Financial Holdings Limited
Central
  • Perform business admin and support duty
  • Excellent problem solving and analytical skills
  • Assist in business projects
Job Descriptions: - Perform business admin and support duty - Meeting & Travel arrangement for management - Assist in business projects etc. - Perform...
12-Nov-19more
  • Perform business admin and support duty
  • Excellent problem solving and analytical skills
  • Assist in business projects
Job Descriptions: - Perform business admin and support duty - Meeting & Travel arrangement for management - Assist in business projects etc. - Perform...
12-Nov-19more
Bank of Shanghai (Hong Kong) Limited
Central
  • Holder of CPA, CIA, CISA
  • At least 5 years' relevant experience
  • knowledge of regulatory requirements of HKMA/SFC
Job Responsibilities - Reporting to the Head of Internal Audit, this role contributes to the delivery of annual audit plan. - Performing audit assessm...
08-Nov-19more
  • Holder of CPA, CIA, CISA
  • At least 5 years' relevant experience
  • knowledge of regulatory requirements of HKMA/SFC
Job Responsibilities - Reporting to the Head of Internal Audit, this role contributes to the delivery of annual audit plan. - Performing audit assessm...
08-Nov-19more
Company Confidential
Admiralty
08-Nov-19more
08-Nov-19more
Hong Kong Exchanges and Clearing Limited
Central
  • See job description.
  • See job description.
  • See job description.
Job Responsibilities: - To conduct market research and feasibility studies on local and international trends relating to securities market, so as to…
05-Nov-19more
  • See job description.
  • See job description.
  • See job description.
Job Responsibilities: - To conduct market research and feasibility studies on local and international trends relating to securities market, so as to…
05-Nov-19more
Securities and Futures Commission
Central
  • Intermediaries Supervision
  • Manager / Assistant Manager
  • A minimum of 5 years' relevant experience
Ref.: JDB/M/AM/IS/190315 We are looking for bright, enthusiastic and determined professionals to join our Intermediaries Supervision Department. The D...
05-Nov-19more
  • Intermediaries Supervision
  • Manager / Assistant Manager
  • A minimum of 5 years' relevant experience
Ref.: JDB/M/AM/IS/190315 We are looking for bright, enthusiastic and determined professionals to join our Intermediaries Supervision Department. The D...
05-Nov-19more
Compliance Consulting Limited
Central
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track re...
05-Nov-19more
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track re...
05-Nov-19more
Hong Kong Exchanges and Clearing Limited
Central
  • See job description.
  • See job description.
  • See job description.
The successful incumbent will work in the Derivatives Trading Department under Markets Division supporting various HKEX market initiatives in the…
04-Nov-19more
  • See job description.
  • See job description.
  • See job description.
The successful incumbent will work in the Derivatives Trading Department under Markets Division supporting various HKEX market initiatives in the…
04-Nov-19more
Randstad Hong Kong Limited
Central
HK$55k - 70k /month (negotiable)
04-Nov-19more
04-Nov-19more
Randstad Hong Kong Limited
Central
HK$70k - 90k /month (negotiable)
02-Nov-19more
02-Nov-19more
Morgan McKinley
HK$70k - 120k /month (negotiable)
01-Nov-19more
01-Nov-19more
Zhongrong PT Securities Limited
Central
  • Medical Insurance
  • Good development opportunities
  • Five-day work week
Responsibilities: - Identify and evaluate compliance risks of the operations and business activities for Brokerage business and provide alternative co...
01-Nov-19more
  • Medical Insurance
  • Good development opportunities
  • Five-day work week
Responsibilities: - Identify and evaluate compliance risks of the operations and business activities for Brokerage business and provide alternative co...
01-Nov-19more
Madison Pearl Executive Search Limited
  • Regulatory Compliance
  • SFC and HKEK Knowledge
  • Identify emerging regulatory trends
Madison Pearl is partnering with an interesting strategic partner who are in search for a Compliance Officer, one of the leading providers in financia...
29-Oct-19more
  • Regulatory Compliance
  • SFC and HKEK Knowledge
  • Identify emerging regulatory trends
Madison Pearl is partnering with an interesting strategic partner who are in search for a Compliance Officer, one of the leading providers in financia...
29-Oct-19more
Compliance Consulting Limited
Central
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track re...
29-Oct-19more
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track re...
29-Oct-19more
uSMART Securities Limited
Sheung Wan
  • SFC Licensed Corp
  • Rapidly expanding fintech/securities firm
  • Competitive Remuneration Package
Job Responsibilities: Perform and monitor daily settlement operation, including securities, futures & options and other CCASS and DCASS operations Per...
28-Oct-19more
  • SFC Licensed Corp
  • Rapidly expanding fintech/securities firm
  • Competitive Remuneration Package
Job Responsibilities: Perform and monitor daily settlement operation, including securities, futures & options and other CCASS and DCASS operations Per...
28-Oct-19more
Zhongrong PT Securities Limited
Central
  • Medical Insurance
  • Good development opportunities
  • Five-day work week
Responsibilities: - Identify and evaluate compliance risks of the operations and business activities for Brokerage business and provide alternative co...
25-Oct-19more
  • Medical Insurance
  • Good development opportunities
  • Five-day work week
Responsibilities: - Identify and evaluate compliance risks of the operations and business activities for Brokerage business and provide alternative co...
25-Oct-19more
Welend Limited
Sheung Wan
  • Lead and supervise the internal audit function
  • Establish and maintain an audit charter
  • Internal audit experience in financial service
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
23-Oct-19more
  • Lead and supervise the internal audit function
  • Establish and maintain an audit charter
  • Internal audit experience in financial service
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
23-Oct-19more
Harbridge Partners Limited
HK$25k - 45k /month (negotiable)
  • Business analyst,electronic brokerage,securities
  • UAT testing,IT,algorithmic,cash equity
  • business oriented,forex trading,equity trading
The Company Our client is one of the largest international electronic brokerage firm, also one of the premier securities firms with over $5 billion in...
23-Oct-19more
  • Business analyst,electronic brokerage,securities
  • UAT testing,IT,algorithmic,cash equity
  • business oriented,forex trading,equity trading
The Company Our client is one of the largest international electronic brokerage firm, also one of the premier securities firms with over $5 billion in...
23-Oct-19more
Randstad Hong Kong Limited
Central
HK$70k - 90k /month (negotiable)
22-Oct-19more
22-Oct-19more