Dealing & Trading Jobs in Hong Kong | jobsDB (Page 1)

compliance officer, Dealing & Trading
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1-30 of 45 jobs
One Sky Compliance Consulting
  • Familiar with RA1/RA9/RA149 regulations
  • Minimum 3 years of compliance experience
  • SOE
Sheung Wan
15-Feb-19
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Dayou Futures (HK) Company Limited
  • at least 3 years compliance experience
  • Putonghua is required
  • Double pay, 5-days work & travelling allowance
Sheung Wan
Salary negotiable
15-Feb-19
more
9F Primasia Securities Limited
  • 5 years' relevant experience in SFC
  • Type 1, 4 and 9 license
  • Degree holder with major in law
Wan Chai
Salary negotiable
12-Feb-19
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DNA Recruit Partners Limited
  • MNC exposure, SFC Licensed registered
  • Regulatory compliance with offshore exposure
  • Attractive package and career development
08-Feb-19
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CompliancePlus Consulting Limited
  • Attractive remuneration
  • 2-3 years of compliance or regulator experience
  • Fast growing financial group
Central
Salary negotiable
06-Feb-19
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Huayu Securities Limited
  • Risk assessment
  • SFC Type 1 with OTC compliance experience
  • MIC of Risk Management and Compliance
Salary negotiable
04-Feb-19
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DNA Recruit Partners Limited
  • MNC exposure, SFC Licensed registered
  • Regulatory compliance with offshore exposure
  • Attractive package and career development
21-Jan-19
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Shanghai Commercial Bank Ltd
  • Assist in handling the settlement of securities
  • Provide administrative support
  • Fresh graduate will also be considered
Not Specified
15-Feb-19
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Shanghai Commercial Bank Ltd
  • Execute securities trading orders
  • Post-secondary educated
  • Minimum 1 year of relevant experience
Not Specified
Salary negotiable
15-Feb-19
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Harbridge Partners Limited
  • HK Qualified Lawyer,PRC owned Financial Powerhouse
  • Legal,Compliance,SFC 1,2,4,6,9,HK Exchange,SFC,SFO
  • HK,PRC,lawyer,MIC,funds,brokerage,JFIU.AML,Finance
HK$55k - 160k /month (negotiable)
15-Feb-19
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Sinostar Securities Limited
  • Supervise daily securities brokerage operation
  • Asset Management
  • Solid knowledge in compliance
13-Feb-19
more
Regal Executives Limited
  • Strong leadership, analytical, communication
  • Responsible officer type 1,4,9
  • Minimum 5 years’ experience in Financial Industry
Central
12-Feb-19
more
Robert Walters Hong Kong
  • Private Banking PB KYC
  • KYC know your customer; CDD customer due diligence
  • Banking Compliance
Others
Salary negotiable
11-Feb-19
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Morgan McKinley
  • Progressive career path
  • Competitive salary package and benefits
  • Knowledge in banking practice is an advantage
Others
Salary negotiable
11-Feb-19
more
Company Confidential
  • Responsible Officer (Type 1,2,4,5)
  • Monitor daily operations
  • At least 5 years relevant working experience
Sheung Wan
11-Feb-19
more
Sinostar Securities Limited
  • Supervise daily securities brokerage operation
  • Asset Management
  • Solid knowledge in compliance
08-Feb-19
more
Xin Hua Securities (Hong Kong) Limited
  • supervise SFC Type 2 & 5 regulated activities
  • experience in dealing or compliance
  • applicable laws, rules and regulations
Tin Hau
Salary negotiable
07-Feb-19
more
Caterbee HR Solutions Limited
  • Solid Asset Management Fund, 3 New Firms Signed
  • Negotiable & Satisfying Remuneration Package
  • RO 1,4,9 or just 4,9 Conditional / Unconditional
HK$45k - 90k /month (negotiable)
02-Feb-19
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Sumitomo Mitsui Banking Corporation
  • Prepare credit application
  • 4 years’ relevant experience
  • Handle drawdown application, compliance checking
Central
02-Feb-19
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Sinostar Securities Limited
  • Supervise daily securities brokerage operation
  • Asset Management
  • Solid knowledge in compliance
01-Feb-19
more
China International Securities Limited
  • responsible officer
  • type 1 dealing in securities
  • finance
North Point
HK$25k - 55k /month (negotiable)
01-Feb-19
more
Morgan McKinley
  • Progressive career path
  • Competitive salary package and benefits
  • Knowledge in banking practice is an advantage
Others
Salary negotiable
01-Feb-19
more
Morgan McKinley
  • stable platform and working environment
  • good career exposure
  • Decent working hours
Others
Salary negotiable
31-Jan-19
more
Super Search International Limited
  • RO for Type 1
  • Equity Dealing
  • 4 years exp
29-Jan-19
more
Sinostar Securities Limited
  • Supervise daily securities brokerage operation
  • Minimum 5-year relevant experiences
  • Solid knowledge in compliance
29-Jan-19
more
Morgan McKinley
  • Progressive career path
  • Competitive salary package and benefits
  • Knowledge in banking practice is an advantage
Others
Salary negotiable
28-Jan-19
more
JH Partners (Asia) Company Limited
  • Responsible officer
  • RO
  • Type 1,4,9
Not Specified
Salary negotiable
28-Jan-19
more
Shanghai Commercial Bank Ltd
  • Execute trading orders accurately and efficiently
  • Solicit new business opportunities
  • Facilitate daily dealing administrations
Not Specified
25-Jan-19
more
ZhiCheng International Financial Company Limited
  • Act as Responsible Officer (R.O.)
  • 3-5 Years or above solid managerial experience
  • Assist in SFC License Application
Sheung Wan
Salary negotiable
25-Jan-19
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