Equities / Capital Markets Jobs in Hong Kong | jobsDB (Page 1)

compliance officer, Equities / Capital Markets
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Equities / Capital Markets
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JS Futures Limited
  • We offer 5-day work week
  • Perform periodic compliance reviews
  • Degree holder in Law
Wan Chai
Salary negotiable
21 hours ago
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9F Primasia Securities Limited
  • 5 years' relevant experience in SFC
  • Type 1, 4 and 9 license
  • Degree holder with major in law
Wan Chai
Salary negotiable
12-Feb-19
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Wanexe Securities (HK) Limited
  • attractive benefits
  • good prospect
  • Sheung Wan
Sheung Wan
Salary negotiable
01-Feb-19
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Missionaire Professional Recruitment
  • Good knowledge in SFO, AMLO and Exchange rules
  • Knowledge in futures and securities market
  • Compliance experience in financial services
Central
24-Jan-19
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QMIS Financial Group Limited
  • asset management
  • responsible officer
  • securities
Sheung Wan
Salary negotiable
19 hours ago
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Bank of Communications Trustee Limited
  • Performing investment compliance checking
  • Maintaining proper accounting record
  • Degree in accounting or related disciplines
Central
Salary negotiable
20-Feb-19
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Sinostar Securities Limited
  • Supervise daily securities brokerage operation
  • Asset Management
  • Solid knowledge in compliance
19-Feb-19
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Randstad Hong Kong Limited
  • International Bank
  • Work Life Balance
  • Attractive Salary Package
Others
HK$30k - 55k /month (negotiable)
19-Feb-19
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Old Peak Capital Limited
  • Supervise daily operation & SFC regulated activity
  • Degree holder in Finance or Business
  • 5 years asset management experience
Central
19-Feb-19
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Global Associates
  • Strong Exp. in securities company
  • Existing Unconditional RO (Type 1 & 4)
  • Strong Knowledge in SFC regulatory
Sheung Wan
18-Feb-19
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Bank of Communications Trustee Limited
  • Performing investment compliance checking
  • Maintaining proper accounting record
  • Degree in accounting or related disciplines
Central
Salary negotiable
15-Feb-19
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Sinostar Securities Limited
  • Supervise daily securities brokerage operation
  • Asset Management
  • Solid knowledge in compliance
13-Feb-19
more
QMIS Financial Group Limited
  • asset management
  • responsible officer
  • securities
Sheung Wan
Salary negotiable
13-Feb-19
more
Regal Executives Limited
  • Strong leadership, analytical, communication
  • Responsible officer type 1,4,9
  • Minimum 5 years’ experience in Financial Industry
Central
12-Feb-19
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Regal Executives Limited
  • CCASS or DCASS
  • Daily settlement activities
  • Euroclear/Clearstream, CMU and Omgeo is preferred
Central
12-Feb-19
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Regal Executives Limited
  • Existing Responsible Officer 9 qualification
  • Solid understanding of SFO
  • Assist in answering any enquiries from SFC
Central
12-Feb-19
more
Old Peak Capital Limited
  • Supervise daily operation & SFC regulated activity
  • Degree holder in Finance or Business
  • 5 years asset management experience
Central
12-Feb-19
more
Robert Walters Hong Kong
  • Private Banking PB KYC
  • KYC know your customer; CDD customer due diligence
  • Banking Compliance
Others
Salary negotiable
11-Feb-19
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Morgan McKinley
  • Progressive career path
  • Competitive salary package and benefits
  • Knowledge in banking practice is an advantage
Others
Salary negotiable
11-Feb-19
more
Company Confidential
  • Responsible Officer (Type 1,2,4,5)
  • Monitor daily operations
  • At least 5 years relevant working experience
Sheung Wan
11-Feb-19
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Sinostar Securities Limited
  • Supervise daily securities brokerage operation
  • Asset Management
  • Solid knowledge in compliance
08-Feb-19
more
Old Peak Capital Limited
  • Supervise daily operation & SFC regulated activity
  • Degree holder in Finance or Business
  • 5 years asset management experience
Central
04-Feb-19
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Caterbee HR Solutions Limited
  • Solid Asset Management Fund, 3 New Firms Signed
  • Negotiable & Satisfying Remuneration Package
  • RO 1,4,9 or just 4,9 Conditional / Unconditional
HK$45k - 90k /month (negotiable)
02-Feb-19
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Sinostar Securities Limited
  • Supervise daily securities brokerage operation
  • Asset Management
  • Solid knowledge in compliance
01-Feb-19
more
China International Securities Limited
  • responsible officer
  • type 1 dealing in securities
  • finance
North Point
HK$25k - 55k /month (negotiable)
01-Feb-19
more
Morgan McKinley
  • Progressive career path
  • Competitive salary package and benefits
  • Knowledge in banking practice is an advantage
Others
Salary negotiable
01-Feb-19
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compliance officer
Equities / Capital Markets