Financial Services Jobs in Hong Kong | jobsDB (Page 1)

compliance officer, Financial Services
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1-30 of 171 jobs
International Standard Resources Securities Limited
Sheung Wan
  • Provide advisory and support to operation units
  • Liaise for all compliance and licensing matters
  • 3 years experiences in securities firm
5 hours ago
more
5 hours ago
more
Middle Level
4 Years of Experience
Degree
Full Time, Permanent
Wing Fung Financial Group Limited
Central
  • Double pay and Discretionary bonus
  • Knowledge of SFC and HKEx regulations
  • Conduct compliance monitoring / reviews
6 hours ago
more
6 hours ago
more
Entry Level
1 Year of Experience
Non-Degree Tertiary
Full Time
Page Personnel
Others
HK$25k - 45k /month (negotiable)
  • International Working environment on compliance
  • Future leaders Panel on Compliance
  • Leading bank
21 hours ago
more
21 hours ago
more
Middle Level
3 Years of Experience
Degree
Full Time, Temporary
Convoy Global Holdings Limited
North Point
  • daily compliance support, corporate licensing
  • raising and maintaining compliance awareness
  • compliance training
22 hours ago
more
22 hours ago
more
Entry Level
2 Years of Experience
Degree
Full Time, Permanent
Zhonghui Financial Consulting Limited
  • development opportunities
  • attractive remuneration package
  • 3 -4 years of experience
18-Mar-19
more
18-Mar-19
more
Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time
Randstad Hong Kong Limited
Others
HK$45k - 55k /month (negotiable)
  • Foreign bank
  • General compliance
  • Good work life balance
18-Mar-19
more
18-Mar-19
more
Middle Level
5 Years of Experience
Degree
Full Time, Temporary
Company Confidential
  • Compliance
  • SFC
  • AML KYC
15-Mar-19
more
15-Mar-19
more
Middle Level
5 Years of Experience
Non-Degree Tertiary
Full Time, Permanent
Intertrust Resources Management Limited
Wan Chai
  • Career development in Compliance
  • 2-3 years of compliance experience
  • 5-day work week, flexible working hours
15-Mar-19
more
15-Mar-19
more
Middle Level
2 Years of Experience
Degree
Full Time, Permanent
Robert Walters Hong Kong
Others
  • Compliance- External Asset Management
  • A rapidly expanding EAM firm
  • Great Working Environment and Culture
15-Mar-19
more
15-Mar-19
more
Middle Level
3 Years of Experience
Degree
Full Time, Permanent
Da Di (Hong Kong) Financial Services Limited 大地(香港)金融服務有限公司
Wan Chai
  • 合规及风险管理 Compliance and risk management
  • 熟悉证券及期货 Familiar with securities and futures
  • 优厚的薪酬福利 Excellent salary and benefits
15-Mar-19
more
15-Mar-19
more
Career Level Not Specified
3 Years of Experience
Degree
Full Time
Atta Securities Limited
Wan Chai
  • Familiar with CCASS operations and Ayers systems i
  • 2 years’ experience in Hong Kong Securities indust
  • Monitor the trading activities to ensure complianc
14-Mar-19
more
14-Mar-19
more
Entry Level
2 Years of Experience
Degree
Full Time, Permanent
Lion International Securities Group Limited
Kowloon Bay
  • Maintain and review compliance policies
  • Liaise with SFC for all compliance issues
  • Profound knowledge of SFC regulations, SFO
13-Mar-19
more
13-Mar-19
more
Entry Level
3 Years of Experience
Degree
Full Time, Permanent
Profit Access Investments Limited
Admiralty
  • Update compliance policies and procedures
  • Assist in handling licensing related matters
  • Preferably in borkerage house, asset management
12-Mar-19
more
12-Mar-19
more
Middle Level
2 Years of Experience
Qualification Not Specified
Contract, Full Time, Permanent
Company Confidential
Sheung Wan
  • Handle compliance / AML / CTF duties
  • Liaise with SFC & IA
  • Conduct internal compliance review & control
12-Mar-19
more
12-Mar-19
more
Middle Level
3 Years of Experience
Degree
Full Time, Permanent
Robert Half
  • Prestige Asset Management Firm
  • Good remuneration package
  • Work closely with Investment team
12-Mar-19
more
12-Mar-19
more
Senior Level
Experience Not Specified
Degree
Full Time, Permanent
Valuable Capital Limited
Sheung Wan
  • Handle account opening
  • Responsible for KYC documentation
  • Compliance Officer
12-Mar-19
more
12-Mar-19
more
Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time
Argyll Scott Asia
Others
  • All-rounded Transaction Monitoring Exposure
  • Retail Banking
  • Excellent Career Path
08-Mar-19
more
08-Mar-19
more
Entry Level
Experience Not Specified
Degree
Full Time, Permanent
Eastmoney International Securities Limited
Admiralty
  • Conduct regular compliance monitoring reviews
  • Provide compliance advice on business initiatives
  • With 3 - 5 years relevant compliance experience
08-Mar-19
more
08-Mar-19
more
Middle Level
3 Years of Experience
Degree
Full Time, Permanent
Entry Level
1 Year of Experience
Degree
Contract, Full Time
Entry Level
1 Year of Experience
Degree
Full Time
Randstad Hong Kong Limited
Others
HK$45k - 55k /month (negotiable)
  • Foreign bank
  • Regulatory compliance
  • Good work life balance
05-Mar-19
more
05-Mar-19
more
Middle Level
5 Years of Experience
Degree
Full Time, Temporary
Valuable Capital Limited
Sheung Wan
  • Handle account opening
  • Compliance Officer
  • licensed corporation
05-Mar-19
more
05-Mar-19
more
Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time
Founder Securities (Hong Kong) Financial Holdings Limited
Central
  • Handling SFC and external enquiries
  • Design& arrange training on regulatory requirement
  • Assist in reviewing all compliance procedures
01-Mar-19
more
01-Mar-19
more
Middle Level
2 Years of Experience
Degree
Full Time
Hongkong Xin Sheng Jin Ye Group Co., Limited
  • Legal & Compliance professional
  • Exposure in Asian financial institutions
  • Fast growth company in Fintech Industry
01-Mar-19
more
01-Mar-19
more
Middle Level
3 Years of Experience
Degree
Full Time, Permanent
Taishin International Bank Co Ltd
  • Disseminate compliance-related information
  • Degree holder or above in Business, Finance
  • Maintain and monitor the implementation of SOPs
01-Mar-19
more
01-Mar-19
more
Middle Level
3 Years of Experience
Degree
Full Time, Permanent
Profit Access Investments Limited
Admiralty
  • Update compliance policies and procedures
  • Assist in handling licensing related matters
  • Preferably in borkerage house, asset management
01-Mar-19
more
01-Mar-19
more
Middle Level
2 Years of Experience
Qualification Not Specified
Contract, Full Time, Permanent
Company Confidential
  • Compliance
  • SFC
  • AML KYC
01-Mar-19
more
01-Mar-19
more
Middle Level
5 Years of Experience
Non-Degree Tertiary
Full Time, Permanent
International Standard Resources Securities Limited
Sheung Wan
  • Provide advisory and support to operation units
  • Liaise for all compliance and licensing matters
  • 3 years experiences in securities firm
28-Feb-19
more
28-Feb-19
more
Middle Level
3 Years of Experience
Degree
Full Time, Permanent
Maples Fund Services (Asia) Limited
Wan Chai
  • AML and Know Your Customer (“KYC”) programs
  • 3+ years relevant experience
  • 5 days work, Medical Optical education allowance
27-Feb-19
more
27-Feb-19
more
Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time, Permanent
Morgan McKinley
Others
  • Great exposure to a multinational bank
  • Attractive compensation package
  • Inclusive culture
27-Feb-19
more
27-Feb-19
more
Middle Level
3 Years of Experience
Degree
Full Time, Permanent
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compliance officer
Financial Services