Broker Firm in Banking & Financial Services Jobs in Hong Kong - Apr 2024

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Operations & Compliance Manager: Private Markets Brokerage & FinTech

at Gateway Private Markets (HK) Limited

This is a Full time job

North Point, Eastern District

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

(Banking & Financial Services)

Exposure to private market secondaries a US$100Bn market
Entrepreneurial firm with fast paced culture and accelerated career development
Collaborative and experienced team coming from global banks and investment firms

1d ago

Listed two days ago

Sales Broker | Financial Services (1yr up to 25k)

at Robert Walters (HK) Ltd

This is a Contract/Temp job

Central and Western District

$1 - $25k p.m.

subClassification: Client Services

Client Services

classification: Banking & Financial Services

(Banking & Financial Services)

at least 1 year experience in life insurance industry
Cantonese and Passed IIQE paper 1,2, and 3 is a must
Strong experience in relationship management

2d ago

Listed three days ago

Institutional Sales Director

at Private Advertiser

This is a Full time job

Central and Western District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

3d ago

Listed three days ago

OCBC Securities Brokerage (Hong Kong) Ltd. – Responsible Officer

at OCBC Bank (Hong Kong) Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

(Banking & Financial Services)

3d ago

Listed thirteen days ago

Vice President – Top HK Brokerage Firm

at CASH Wealth Management Limited

This is a Full time job

Kowloon Bay, Kwun Tong District

subClassification: Account & Relationship Management

Account & Relationship Management

classification: Banking & Financial Services

(Banking & Financial Services)

Existing Account Management
New Business Development
New Headcount Recruitment

13d ago

Listed eight days ago

Operations Support - Trade Execution - Crypto Trading Firm

at Gravitas Recruitment Group (Hong Kong) Limited

This is a Full time job

Central and Western District

$40k - $50k p.m.

subClassification: Stockbroking & Trading

Stockbroking & Trading

classification: Banking & Financial Services

(Banking & Financial Services)

Fast-growing Crypto Firm
Prime Brokerage Services
Trade Execution and Operations

8d ago

Listed seven days ago

Client Relationship Manager

at YFPWM

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

$27,000 – $40,000 per month

subClassification: Stockbroking & Trading

Stockbroking & Trading

classification: Banking & Financial Services

(Banking & Financial Services)

HK$ 20000 - HK$ 45000/ month
Unique business model in Hong Kong
One of the pioneer Fintech Giant Financial Firm

7d ago

Listed two days ago

Prime Brokerage -Middle Office (AVP level- contract role)

at Optimum Solutions (Hong Kong) Limited

This is a Full time job

Central, Central and Western District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

Good company
good working experience

2d ago

Listed three days ago

Associate/AVP – Treasury and Finance (Securities Brokerage)

at Asia Progress Executive Limited

This is a Full time job

Central and Western District

$35,000 – $45,000 per month

subClassification: Analysis & Reporting

Analysis & Reporting

classification: Banking & Financial Services

(Banking & Financial Services)

Degree in Finance, Accounting or related subjects
Member or student member of HKICPA / ACCA
3 yrs Audit Big 4 firms in Financial Institution clients

3d ago

Listed six days ago

Operation Specialist - Crypto / trade support / up to 50K

at iTalent Company

This is a Full time job

Central, Central and Western District

$40,000 – $50,000 per month

subClassification: Other

Other

classification: Banking & Financial Services

(Banking & Financial Services)

Wallet management and Trade execution - Crypto
Solid experience in crypto trading and related operation
Competitive package and flexible working environment

6d ago

Listed nine days ago

Head of Brokerage and Wealth Management (Internet Brokerage)

at uSMART Securities Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

(Banking & Financial Services)

Rapidly expanding Fintech company (SFC Type 1,4,9)
HQ in SG and have offices in HK and China
Business Development I Sales oriented

9d ago

Listed seventeen hours ago

Senior Client Executive, FinTech & Retail Business

at Huatai Financial Holdings (Hong Kong) Limited

This is a Full time job

Central and Western District

subClassification: Account & Relationship Management

Account & Relationship Management

classification: Banking & Financial Services

(Banking & Financial Services)

8 years of relevant experience
SFC Licensed Type 1 with strong sense of compliance and risk management

17h ago

Listed six days ago

Vice President / Associate, Risk Management (Counterparty Risk)

at GF Holdings (Hong Kong) Corporation Ltd

This is a Full time job

Wan Chai District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

Counterparty risk management experience
With experience in top brokerage firm / ibank
Holder of FRM is preferred

6d ago

Listed ten days ago

Operational Risk Associate/Manager

at Randstad Hong Kong Limited

This is a Full time job

Central and Western District

$45k - $50k p.a.

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

Comprehensive Products; All-round Exposure
Investment Banking Business
Friendly Working Culture

10d ago

Listed fourteen days ago

Business Support Manager

at Waterdrop Financial Services (HK) Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

$20,000 – $30,000 per month

subClassification: Settlements

Settlements

classification: Banking & Financial Services

(Banking & Financial Services)

15 months monthly salary
Weekend off

14d ago

Listed one day ago

Manager, Fund Operation

at Haitong International Management Services Company Limited

This is a Full time job

Central, Central and Western District

subClassification: Settlements

Settlements

classification: Banking & Financial Services

(Banking & Financial Services)

1d ago

Listed sixteen days ago

Institutional Sales Director

at Private Advertiser

This is a Full time job

Central and Western District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

16d ago

Listed fourteen days ago

Multi Strategy Hedge Fund - Operations Associate

at Robert Walters (HK) Ltd

This is a Full time job

Central and Western District

subClassification: Other

Other

classification: Banking & Financial Services

(Banking & Financial Services)

Global Multi Strategy Hedge Fund
Trade Operations/Fund Operations
International Team

14d ago

Listed eighteen hours ago

SFC Type 1 Responsible Officer ("RO")

at Winsome Stock Company Limited

This is a Full time job

Sheung Wan, Central and Western District

$40,000 – $60,000 per month

subClassification: Stockbroking & Trading

Stockbroking & Trading

classification: Banking & Financial Services

(Banking & Financial Services)

Minimum 1 Month Bonus
Regular Hours

18h ago

Listed one day ago

Trading Operations Officer

at Victory Securities Company Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Stockbroking & Trading

Stockbroking & Trading

classification: Banking & Financial Services

(Banking & Financial Services)

Minimum 1 years dealing experience
Holder of SFC RA1
Detail-oriented and good team player

1d ago

Listed three days ago

Manager, Treasury (Ref: 09881-TRSM-JDB)

at KGI Hong Kong Limited

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Treasury

Treasury

classification: Banking & Financial Services

(Banking & Financial Services)

Prepare regular reports to head office & management
Liaise with internal stakeholders for daily funding arrangement
Participate in the system maintenance and enhancement

3d ago

Listed twelve days ago

Customer Service Associate (20K-23K) - financial technology / FINTECH

at JPC Texson Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Client Services

Client Services

classification: Banking & Financial Services

(Banking & Financial Services)

Mon to Fri 2pm-11pm; 5 days work; very few OT needed; annual leave 12 days
Handle daily enquiries from banks & brokerage firms; client operation support
Please email CV to [email protected]

12d ago

Listed three days ago

Operations Assistant

at DA International Financial Service Limited

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Account & Relationship Management

Account & Relationship Management

classification: Banking & Financial Services

(Banking & Financial Services)

3d ago

Listed eighteen hours ago

Audit and Compliance Officer / Senior Audit and Compliance Officer

at Phillip Securities (HK) Ltd

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

Degree in accounting, law or related disciplines
Sound knowledge of SFO and AML compliance
Hybrid Work / Performance Bonus / Birthday Off

18h ago

Listed fourteen hours ago

AVP, Compliance (SFC Full Licesned Corp)

at Be Myjob Company Limited

This is a Full time job

Central, Central and Western District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

SFC Licensed Firm
Brokerage & Securities Business
Experience in US stocks

14h ago

Listed twenty three days ago

Operational Risk Manager - Chinese Broker

at HANSEL INTERNATIONAL Executive Search Limited

This is a Full time job

Wan Chai, Wan Chai District

$35,000 – $50,000 per month

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

Non-state-owned Chinese broker, market orientated environment
Friendly working environment
5 years' exp. in operational risk mgt in securities, investment banking industry

23d ago

Listed six days ago