Legal counsel Banking &amp; Financial Services Jobs

subClassification: Credit

classification: Banking & Financial Services

Well-known company
Friendly and stable team
Excellent working culture

1d ago

Listed sixteen days ago

Head / Deputy Head of Legal & Compliance

at China Bohai Bank Co., Ltd.

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

Location : Central
5 days Work Week
Medical Insurance, Dental Insurance

16d ago

Listed thirteen days ago

Head of Legal and Compliance, Corporate Bank

at Charterhouse Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

S72B for Corporate Bank
Legal background preferred
Chinese required

13d ago

Listed three days ago

Overseas Investment Manager/Director at QuantaSing Group

at Jobsdb - SmartHire

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Securities and Futures Commission

Get this job & get HKD2,000 from Jobsdb!
20 Days of Annual Leave, Medical insurance, Afternoon Tea/Holiday gifts
Bachelor's degree or above in relevant fields such as finance, business,

3d ago

Listed six days ago

Contract SM (2-Yr) - Enforcement (Special Operations - Market Misconduct Team)

This is a Full time job

Quarry Bay, Eastern District

subClassification: Other

Other

classification: Banking & Financial Services

North Point, Eastern District

conduct fund tracing analysis for investigation into possible market misconduct
conducting search operations on the premises relating to the suspects
12yrs+ experience and tangible interest in SFC investigation & enforcement work

6d ago

Listed one day ago

Manager, Special Assets Management

at Dah Sing Financial Group

This is a Full time job

subClassification: Banking - Corporate & Institutional

Banking - Corporate & Institutional

classification: Banking & Financial Services

Sheung Wan, Central and Western District

Support the development and/or UAT of the HKMA GDR projects
University degree or equivalent, preferable in business, law or accounting
Minimum 5 years of banking experience

1d ago

Listed seven days ago

合規主任/Compliance Officer

at 浙商國際金融控股有限公司

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

7d ago

Listed six days ago

Compliance Manager (Leading Securities, MIC)

at Links international

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Public Bank (Hong Kong) Ltd

PRC Leading Securities
Compliance MIC
Type 1,4,6,9

6d ago

Listed six days ago

Manager – Special Assets (Ref: JD-SAUM)

This is a Full time job

Hong Kong

subClassification: Credit

classification: Banking & Financial Services

at The Core Securities Company Limited

6d ago

Listed twenty eight days ago

Senior US Legal Counsel (Capital Market and General Corporate)

This is a Full time job

subClassification: Stockbroking & Trading

Stockbroking & Trading

classification: Banking & Financial Services

at Securities and Futures Commission

Legal aspect of capital markets
Provide advisory service on business issues
Draft, review and comment on legal documents

28d ago

Listed twenty one days ago

Temporary Legal Executives - Enforcement [Ref: JDB/TLE/ENF/240202]

This is a Contract/Temp job

Quarry Bay, Eastern District

subClassification: Other

Other

classification: Banking & Financial Services

at Yue Xiu Securities Holdings Limited

Law Graduate with a good degree
Relevant work experience in litigation practice
Good attention to detail

21d ago

Listed nine days ago

Analyst - Corporate Finance

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Lockton Companies (Hong Kong) Ltd

IPO, M&A, pre-IPO investment, financial advisory
Degree in Finance, Accounting, Law or related
1-3 years of working experience

9d ago

Listed fifteen days ago

Compliance Executive

This is a Full time job

Quarry Bay, Eastern District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Good opportunity to develop career
Offer attractive package
5 days work

15d ago

Listed fifteen days ago

Company Secretarial Assistant Manager

at Hang Seng Bank Ltd

This is a Full time job

Hong Kong

subClassification: Other

Other

classification: Banking & Financial Services

at CreditEase Wealth Management (HK) Limited

Leading domestic bank
Dynamic working environment
Leading bank in innovation

15d ago

Listed thirteen days ago

Manager / Senior Manager ,Offshore Trust company

This is a Full time job

Yau Tsim Mong District

subClassification: Client Services

Client Services

classification: Banking & Financial Services

Chinese Financial Institution
More than 5 years exp. on offshore trust
Competitive salary and benefits package

13d ago

Listed sixteen days ago

Compliance Advisory Manager, Wealth and Personal Banking (Securities)

at Hang Seng Bank Ltd

This is a Full time job

Hong Kong

subClassification: Compliance & Risk

classification: Banking & Financial Services

at OCBC Bank (Hong Kong) Limited

Leading domestic bank
Dynamic working environment
Leading bank in innovation

16d ago

Listed fifteen days ago

OCBC Securities Brokerage (Hong Kong) Ltd. – Responsible Officer

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

at Asia Progress Executive Limited

15d ago

Listed twenty four days ago

Credit Administration – Wealth Management / Private Banking

This is a Full time job

subClassification: Credit

classification: Banking & Financial Services

Causeway Bay, Wan Chai District

University graduate in Finance/ Business Administration
5yr exp credit admin in Private Banking,Control risk , analytical, numerate
issue banker’s guarantee and standby letter of credit limit/risk control

24d ago

Listed twenty two days ago

Manager, Corporate Investigations

at The Hong Kong Jockey Club

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at ICBC Asset Management (Global) Company Limited

Degree in any discipline or other tertiary education
6 years of experience in intelligence and/or investigation work
Candidates with less experience will be considered

22d ago

Listed more than thirty days ago

Legal and Compliance Manager

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China Galaxy International Financial Holdings Limited

Top-tier Chinese asset management firm
With at least 3 years of experience in Audit, Compliance or Control functions
Fair knowledge of compliance, AML and local regulations

30d+ ago

Listed more than thirty days ago

Senior Associate / Associate, Business Compliance Management – Legal Compliance

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

at Shanghai Pudong Development Bank Co., Ltd., Hong Kong Branch

Sales Quality Assurance
Ensure compliance of sales force
Compliance,Internal Control/Audit experience

30d+ ago

Listed twenty seven days ago

Assistant Manager, Credit Administration (Ref.: CV_OPC_AM_CA_202403)

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Credit

classification: Banking & Financial Services

at Guotai Junan International Holdings Limited

Independent documentation handling
Credit management and regulatory reporting
Limit and collateral monitoring

27d ago

Listed more than thirty days ago

Assistant Fund Risk Manager

This is a Full time job

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

Admiralty, Central and Western District

Comprehensive Risk Management
Develop a deep understanding of FMCC requirements
Attractive remuneration package

30d+ ago

Listed eighteen hours ago

Senior Consultant - Financial Industry Risk and Regulatory - Hong Kong

at Deloitte Touche Tohmatsu

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Asia Progress Executive Limited

Knowledge in Risk and Compliance in Banking and Insurance sectors are necessary
Minimum 2 years' of financial services Risk and Compliance experience
Professional qualifications, e.g. FRM/CFA, would be an advantage

18h ago

Listed one day ago

Risk Control / Internal Control, Private Bank - Wealth Management/Private Bank

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services