Regulatory in Banking & Financial Services Jobs in Hong Kong - May 2024

Prepare and review statutory financial reports and banking returns Capital mgmt.
Monitor and regular review of internal policies and regulatory disclosure req.
Minimum 8 years’ relevant experience in banking industry

9h ago

Listed two days ago

Officer, Regulatory Compliance Services

at Intertrust Hong Kong Limited

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

(Banking & Financial Services)

Career exposure in Multinational company
KYC Onboarding Investor Services
Flexi and caring culture, WFH

2d ago

Listed four days ago

Associate Director - Financial Industry Risk & Regulatory (Insurance) - HK

at Deloitte Touche Tohmatsu

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

10-14 years of Risk and Compliance experience in Insurance
Financial/insurance/sustainability risk knowledge is mandatory
Proficient in written and spoken Chinese (Cantonese) and English

4d ago

Listed nine hours ago

Compliance Associate - Global Investment Bank

at Michael Page International (HK) Ltd

This is a Full time job

Central and Western District

$30k - $40k p.m.

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

US Headquartered
Central Compliance Function
Open to Graduate Trainees from Investment Banks

9h ago

Listed seven days ago

Senior Regulatory Compliance Manager, WPB

at Hang Seng Bank Ltd

This is a Full time job

Hong Kong

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

Leading domestic bank
Dynamic working environment
Leading bank in innovation

7d ago

Listed four days ago

Chief Compliance Officer - Retail Bank

at Michael Page International (HK) Ltd

This is a Full time job

Islands District

2500000.00

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

Senior level role with a strong focus on retail bank!
want regulatory / general compliance bkgd !
exposure to global markets and corporate bank is preferred!

4d ago

Listed eleven days ago

compliance manager

at CMBC Capital Holdings Limited

This is a Full time job

Central and Western District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities
3-8 years of relevant working experience
Advise business on compliance issues

11d ago

Listed fourteen days ago

Senior Regulatory Project Manager - Banking

at Michael Page International (HK) Ltd

This is a Full time job

Central and Western District

$70k - $90k p.m.

subClassification: Analysis & Reporting

Analysis & Reporting

classification: Banking & Financial Services

(Banking & Financial Services)

International working environment
Dynamic and experienced team

14d ago

Listed fifteen days ago

Head of Compliance

at Accumulus GBA Technology (Hongkong) Co.,Limited

This is a Full time job

Central, Central and Western District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

MIC
Compliance
AML

15d ago

Listed two days ago

Compliance Assurance AVP, Corporate Bank

at All -Star Agency Limited

This is a Full time job

Central and Western District

$45,000 – $50,000 per month

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

Minimum 6 years of compliance or banking audit experience is required
Big 4 candidates are welcomed
Appealing package

2d ago

Listed three days ago

Senior Compliance Officer

at Public Finance Limited

This is a Full time job

Hong Kong

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

5-day work, Double Pay, Discretionary Bonus
Degree holder
Minimum 3 years relevant experience

3d ago

Listed nine hours ago

合規助理經理/副经理/经理 (Compliance Assistant Manager/Deputy Manager/Manager)

at ICBC Credit Card Centre (Int'l)

This is a Full time job

North Point, Eastern District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

5-day work, Bank holiday 五天工作，銀行假期
1.5h lunch hour 1.5小時午餐時間
Medical Insurance(Including Dental) 醫療保險（包牙科）

9h ago

Listed three days ago

Head of Compliance - Fintech/Payment

at Green Lake Executive Search Co. Limited

This is a Full time job

Central, Central and Western District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

Fintech / Payment
Compliance & Regulatory
Global Business

3d ago

Listed ten hours ago

Analyst/Senior Analyst

at COFCO Capital (Hong Kong) Co., Limited

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

10h ago

Listed twenty three days ago

Manager / Assistant Compliance Manager (focusing on Insurance businesses)

at O-Bank Co., Ltd

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

Provide advice and guidance to the prospective insurance businesses
Conduct gap analysis and review new product & service proposals
Stable working environment/ Work-life balance

23d ago

Listed eight hours ago

Assistant Manager/Manager, Compliance Review

at Shanghai Commercial Bank Ltd

This is a Full time job

North Point, Eastern District

subClassification: Analysis & Reporting

Analysis & Reporting

classification: Banking & Financial Services

(Banking & Financial Services)

Develop a risk-based compliance review program
Conduct compliance reviews and on-site visits
Prepare compliance review reports

8h ago

Listed two days ago

Assistant Manager, Group Compliance and Administration

at Industrial and Commercial Bank of China (Asia) Limited

This is a Full time job

Central, Central and Western District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

Group compliance management
Risk Management
Responsible for information transmission

2d ago

Listed two days ago

Compliance Officer (合規主任) ‐ Chong Hing Securities

at Chong Hing Securities Limited

This is a Full time job

Hong Kong

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

Perform regular compliance program on Company's operations
Review policies and procedures from the compliance perspective
Minimum 3 years’ compliance experiences in bank or securities firm

2d ago

Listed three days ago

Compliance Manager / AVP, Asset Management

at Industrial Bank Co., Ltd.

This is a Full time job

Central, Central and Western District

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

(Banking & Financial Services)

Support business advisory services
Good understanding in regulatory requirements
Solid knowledge in financial products

3d ago

Listed four days ago

Compliance Manager (MNC brokerage)

at Links international

This is a Full time job

Central and Western District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

4d ago

Listed seven days ago

Compliance Manager (General Compliance and Compliant Handling)(Ref:CM-GC-KF-NCB)

at Nanyang Commercial Bank, Limited

This is a Full time job

Central, Central and Western District

subClassification: Banking - Corporate & Institutional

Banking - Corporate & Institutional

classification: Banking & Financial Services

(Banking & Financial Services)

Review compliance issues
General Compliance
Compliant Handling

7d ago

Listed three days ago

Senior Manager, Compliance

at China Everbright Limited

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

Handline Compliance matters for Private Equity and Asset Management
Familiar with Securities and Futures Ordinance
Bachelor’s Degree or above

3d ago

Listed nine hours ago

Wealth Management Manager/ Associate

at AIA International Limited

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

(Banking & Financial Services)

Attractive Salary Package & Bonus
Wealth & Risk Management
Excellent career path to management level

9h ago

Listed twenty one days ago

Senior Manager, Regulatory Reporting, Chinese Corp Bank

at Hays Hong Kong Limited

This is a Full time job

Central and Western District

$60000.0 - $80000.0 p.a.

subClassification: Banking - Corporate & Institutional

Banking - Corporate & Institutional

classification: Banking & Financial Services

(Banking & Financial Services)

21d ago

Listed seven days ago

Compliance Manager

at Hang Seng Bank Ltd

This is a Full time job

Hong Kong

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

Leading domestic bank
Dynamic working environment
Leading bank in innovation

7d ago

Listed eight days ago

Senior Manager, Compliance (6-month contract)

at FTLife Insurance Company Limited

This is a Contract/Temp job

Ngau Tau Kok, Kwun Tong District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

8d ago

Listed eleven hours ago

Investment Manager - Secondary Market

at Brightoil Petroleum (Holdings) Limited

This is a Full time job

Hong Kong

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

Prepare reports on industry trends, portfolio performance, risk analysis
University degree in Economics, Finance, Investment
Process of 8 years’ experience in fund/securities industry

11h ago

Listed twenty two days ago

Senior Consultant - Financial Industry Risk and Regulatory - Hong Kong

at Deloitte Touche Tohmatsu

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

Knowledge in Risk and Compliance in Banking and Insurance sectors are necessary
Minimum 2 years' of financial services Risk and Compliance experience
Professional qualifications, e.g. FRM/CFA, would be an advantage

22d ago

Listed eight hours ago

Corporate Associate

at Diligent Capital Limited

This is a Full time job

Central, Central and Western District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

5-day work week
Year-end bonus, medical insurance
On job training, Work at Central

8h ago

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Investment Manager - Secondary Market

Senior Consultant - Financial Industry Risk and Regulatory - Hong Kong

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