Legal manager Banking &amp; Financial Services Jobs

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at OCBC Bank (Hong Kong) Limited

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

16h ago

Listed thirteen days ago

Assistant Manager/Bank Officer, Account Services (Legal Trawl) (1-year contract)

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

at Fubon Bank (Hong Kong) Limited

13d ago

Listed one day ago

Compliance Manager, Fubon Credit (Hong Kong) Limited

This is a Full time job

Lai Chi Kok, Sham Shui Po District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Admiralty Harbour Capital Limited

Attractive Salary
Fringe Benefits
5-Day Work

1d ago

Listed eighteen days ago

Legal & Compliance Senior Officer/Manager

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Boutique Investment Bank
Attractive Remuneration Package
Great Job Exposure and Company Culture

18d ago

Listed one day ago

Corporate Compliance, Principal (Senior Manager Level)

at AIA Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Implement Corporate Compliance Policies on e.g. FATCA, CRS, Outsourcing
Provide Compliance Risk Assessment in Business Initiatives & Provide Solutions
Min 10-yr Exp in FIs Focused in Compliance, Risk Mgt, Legal, Internal Controls

1d ago

Listed two days ago

Cheif Compliance Officer( Payment/Fintech,Global Role)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Oriental Patron Financial Services Group Ltd.

Global Exposure (Asia,Europe,America)
Compliance and Risk
attrative equity scheme provide

2d ago

Listed five days ago

Compliance Manager

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Accumulus GBA Technology (Hongkong) Co.,Limited

5d ago

Listed five days ago

Compliance Director

This is a Full time job

$90,000 – $130,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at PICC Asset Management (Hong Kong) Company Limited

MIC
compliance
crypto

5d ago

Listed seven days ago

风控合规部实习生（法律合规）

This is a Contract/Temp job

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

Internship
Risk Management & Compliance
Asset Management

7d ago

Listed five days ago

Senior Consultant - Financial Industry Risk and Regulatory - Hong Kong

at Deloitte Touche Tohmatsu

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Argyle Street Management Limited

Knowledge in Risk and Compliance in Banking and Insurance sectors are necessary
Minimum 2 years' of financial services Risk and Compliance experience
Professional qualifications, e.g. FRM/CFA, would be an advantage

5d ago

Listed fifteen days ago

Legal & Compliance Assistant

This is a Full time job

$19,000 – $20,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at ICBC Credit Card Centre (Int'l)

Medical Insurance
5 days work
Discretionary Bonus

15d ago

Listed six days ago

合規助理經理/副经理/经理 (Compliance Assistant Manager/Deputy Manager/Manager)

This is a Full time job

North Point, Eastern District

subClassification: Compliance & Risk

classification: Banking & Financial Services

5-day work, Bank holiday 五天工作，銀行假期
1.5h lunch hour 1.5小時午餐時間
Medical Insurance(Including Dental) 醫療保險（包牙科）

6d ago

Listed five days ago

Senior Manager, Compliance

at China Everbright Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Bond Connect Company Limited

Handline Compliance matters for Private Equity and Asset Management
Familiar with Securities and Futures Ordinance
Bachelor’s Degree or above

5d ago

Listed fifteen days ago

Vice President, Risk Control

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

LLB/Bachelor of Law degree and qualified as a solicitor or counsel
Minimum of 8 years of post-qualification experience (PQE) in the legal field
Possess business acumen, with a combination of innovation

15d ago

Listed seven days ago

Manager / Assistant Compliance Manager (focusing on Insurance businesses)

at O-Bank Co., Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Gravitas Recruitment Group (Hong Kong) Limited

Provide advice and guidance to the prospective insurance businesses
Conduct gap analysis and review new product & service proposals
Stable working environment/ Work-life balance

7d ago

Listed six days ago

Investment Bank - Credit Admin - Up to $40k

This is a Full time job

subClassification: Credit

Credit

classification: Banking & Financial Services

Well-known company
Friendly and stable team
Excellent working culture

6d ago

Listed eighteen days ago

Head of Legal and Compliance, Corporate Bank

at Charterhouse Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

S72B for Corporate Bank
Legal background preferred
Chinese required

18d ago

Listed seven days ago

Assistant Compliance Manager (Transaction Monitoring)

at O-Bank Co., Ltd

This is a Full time job

subClassification: Banking - Corporate & Institutional

Banking - Corporate & Institutional

classification: Banking & Financial Services

at Securities and Futures Commission

2-3 years of experience in undertaking SAR reviews
Knowledge of AML/ CFT Compliance
Experience in Taiwanese Bank is a plus

7d ago

Listed four days ago

Manager - Enforcement (Discipline - Intermediary Misconduct Team) [Ref.:...

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at China Mobile International Limited

Providing strategic and legal advice
At least 3 years of solid experience
Familiarity with the securities and futures market

4d ago

Listed nine days ago

Assistant Compliance Manager (CMIJD-0313-ACMCMHK)

This is a Full time job

Kwai Hing, Kwai Tsing Area

subClassification: Compliance & Risk

classification: Banking & Financial Services

Create a Compliance Assessment/Evaluation system
formulate compliance risk preventive measures
conduct Compliance trainings

9d ago

Listed eight days ago

Life Insurance - Compliance Manager

at Ambition

This is a Full time job

Islands District

subClassification: Compliance & Risk

classification: Banking & Financial Services

8d ago

Listed eleven days ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

11d ago

Listed twenty one days ago

Head / Deputy Head of Legal & Compliance

at China Bohai Bank Co., Ltd.

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

Location : Central
5 days Work Week
Medical Insurance, Dental Insurance

21d ago

Listed eleven days ago

Compliance Manager (Leading Securities, MIC)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China Ping An Insurance Overseas (Holdings) Limited

PRC Leading Securities
Compliance MIC
Type 1,4,6,9

11d ago

Listed seven days ago

Vice President / Director – Compliance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Securities and Futures Commission

Oversee the compliance requirements for the company as defined by SFC
Lead the team
Minimum of 6-8 years of relevant compliance experience in asset management

7d ago

Listed eleven days ago

Temporary Legal Executives - Enforcement [Ref: JDB/TLE/ENF/240202]

This is a Contract/Temp job

subClassification: Other

Other

classification: Banking & Financial Services

at The Bank of East Asia, Limited

Law Graduate with a good degree
Relevant work experience in litigation practice
Good attention to detail

11d ago

Listed twelve days ago

Risk and Compliance Manager - Bank of East Asia (Trustees) Limited

This is a Full time job

Kwun Tong District

subClassification: Compliance & Risk

classification: Banking & Financial Services

12d ago

Listed eleven days ago

Cheif Compliance Officer( Payment/Fintech,Global Role)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Securities and Futures Commission

Global Exposure (Asia,Europe,America)
Compliance and Risk
attrative equity scheme provide

11d ago

Listed eleven days ago

Contract AM (2-Year) - Enforcement (Investigation, Intermediary Misconduct Team)

This is a Full time job

subClassification: Other

Other

classification: Banking & Financial Services

investigate misconduct committed by persons regulated by the SFC
prepare cases for criminal, civil or disciplinary proceedings
3yr+ experience in investigation, litigation, law enforcement,dispute resolution

11d ago

Listed twelve days ago

Manager / Associate Director - Financial Industry Risk and Regulatory (Banking)

at Deloitte Touche Tohmatsu

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services