Legal & Compliance Jobs in Hong Kong | jobsDB (Page 1)

broker manager, Legal & Compliance
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FWD Life Insurance Company (Bermuda) Limited
Sheung Wan
  • Provide advisory supports to broker business
  • Conduct regular compliance risk assessments
  • Maintain relevant Compliance Manuals
15-Feb-19
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15-Feb-19
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Middle Level
5 Years of Experience
Degree
Full Time
Harbridge Partners Limited
Not Specified
  • Global firm, Client account-opening, Client servi
  • Premier Broker, AML,KYC, Top institutional Clients
  • Great compliance career path, English and Chinese
20 hours ago
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20 hours ago
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Entry Level
2 Years of Experience
Degree
Full Time, Permanent
Delta Asia Financial Group
Wan Chai
  • 5-day work with competitive remuneration package
  • 15-25 days AL, birthday leave, wedding leave, etc.
  • Immediately available is highly preferred
15-Feb-19
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15-Feb-19
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Middle Level
7 Years of Experience
Degree
Full Time, Permanent
MLC
Not Specified
  • Global Trade Compliance Management
  • Custom Valuation, HS Classification, Custom Duties
  • Global and happy work environment
12-Feb-19
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12-Feb-19
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Middle Level
5 Years of Experience
Degree
Full Time, Permanent
The Core Securities Company Limited
Central
  • Ensures company is in compliance with regulations
  • Provide guidance on matters relating to compliance
  • Familiar with local laws and SFC rules
11-Feb-19
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11-Feb-19
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Middle Level
5 Years of Experience
Postgraduate
Full Time
Delta Asia Financial Group
Wan Chai
  • 5-day work with competitive remuneration package
  • 15-25 days AL, birthday leave, wedding leave, etc.
  • Immediately available is highly preferred
01-Feb-19
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01-Feb-19
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Middle Level
7 Years of Experience
Degree
Full Time, Permanent
Metlife Limited
Hung Hom
  • Provide business compliant solution and support
  • Provide compliance review and recommendation
  • Conduct Compliance training and communication
21-Jan-19
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21-Jan-19
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Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time, Permanent
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broker manager
Legal & Compliance