Legal & Compliance Jobs in Hong Kong | jobsDB

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Bank of China (Hong Kong) Limited
Central
  • Degree or above
  • Conduct trade surveillance,daily report monitoring
  • Medical and life insurance
06-Jun-19more
  • Degree or above
  • Conduct trade surveillance,daily report monitoring
  • Medical and life insurance
06-Jun-19more
Bank of China (Hong Kong) Limited
Central
  • Degree or above
  • Review KYC profiles, account opening
  • Medical and life insurance
06-Jun-19more
  • Degree or above
  • Review KYC profiles, account opening
  • Medical and life insurance
06-Jun-19more
Bank of China (Hong Kong) Limited
  • University graduate in Business Administration
  • Establish and enhance policies and procedures
  • Medical and life insurance
31-May-19more
  • University graduate in Business Administration
  • Establish and enhance policies and procedures
  • Medical and life insurance
31-May-19more
Bank of China (Hong Kong) Limited
Central
  • Design the risk control mechanisms
  • Perform self-assessment, gap analysis
  • Medical and life insurance
31-May-19more
  • Design the risk control mechanisms
  • Perform self-assessment, gap analysis
  • Medical and life insurance
31-May-19more
Silenus (Hong Kong) Limited
HK$30k - 45k /month
  • Listed conglomerate
  • Regional exposure on multi business unit
  • Occasion travel (SEA, Australia…)
7 hours agomore
  • Listed conglomerate
  • Regional exposure on multi business unit
  • Occasion travel (SEA, Australia…)
7 hours agomore
EPIQ Hong Kong, Limited
Wan Chai
  • Client Satisfaction
  • Operation Efficiency
  • People Management
16 hours agomore
  • Client Satisfaction
  • Operation Efficiency
  • People Management
16 hours agomore
Achievers Recruitment Limited
Location Not Specified
  • 5 days, with excellent career prospect
  • excellent year end bonus
  • Work life balance
21 hours agomore
  • 5 days, with excellent career prospect
  • excellent year end bonus
  • Work life balance
21 hours agomore
Argyll Scott Asia
HK$55k - 70k /month
  • Exciting and fast paced environment
  • Open to Big4/consulting or inhouse strategists
  • Competitive package (HKD50k - 65k)
24-Jun-19more
  • Exciting and fast paced environment
  • Open to Big4/consulting or inhouse strategists
  • Competitive package (HKD50k - 65k)
24-Jun-19more
Charterhouse Limited
Location Not Specified
  • Managerial Position at Professional Services Provi
  • Exposure for both Listed and Private Companies
  • Attractive Package
24-Jun-19more
  • Managerial Position at Professional Services Provi
  • Exposure for both Listed and Private Companies
  • Attractive Package
24-Jun-19more
Amethyst Asia Partners Pte. Ltd.
Central
  • Established firm with strong track record
  • Flexible and positive work environment
  • Regional presence and strong collaboration
24-Jun-19more
  • Established firm with strong track record
  • Flexible and positive work environment
  • Regional presence and strong collaboration
24-Jun-19more
Randstad Hong Kong Limited
HK$55k - 120k /month (negotiable)
  • SFC full licensed corporation
  • 4 to 6 months Bonus
  • Very Good Work Life Balance
24-Jun-19more
  • SFC full licensed corporation
  • 4 to 6 months Bonus
  • Very Good Work Life Balance
24-Jun-19more
Well Link Life Insurance Company Limited
Tai Koo
  • Bachelor’s degree in Law or related disciplines
  • Minimum of 5 years’ relevant experience
  • Integrity and Honesty
24-Jun-19more
  • Bachelor’s degree in Law or related disciplines
  • Minimum of 5 years’ relevant experience
  • Integrity and Honesty
24-Jun-19more
Springer Professional Group Limited
Location Not Specified
  • Monitor operational control and compliance
  • Familiar with bank regulations,processes/products
  • +3-5yrs exp. in compliance within private banking
24-Jun-19more
  • Monitor operational control and compliance
  • Familiar with bank regulations,processes/products
  • +3-5yrs exp. in compliance within private banking
24-Jun-19more
Super Hunter Services Co. Limited
Location Not Specified
  • Perform Compliance Review
  • Good knowledge of HKMA / SFC Requirements
  • Good presentation / writing skills
22-Jun-19more
  • Perform Compliance Review
  • Good knowledge of HKMA / SFC Requirements
  • Good presentation / writing skills
22-Jun-19more
Spring Professional (Hong Kong) Limited
Location Not Specified
  • Financial services group
  • Brilliant in-house opportunity
  • Career advancement
21-Jun-19more
  • Financial services group
  • Brilliant in-house opportunity
  • Career advancement
21-Jun-19more
HFT Investment Management (HK) Limited
Central
  • Minimum 3 years of relevant experience
  • Asset Management Firm
  • Compliance Manager/ Senior Manager
21-Jun-19more
  • Minimum 3 years of relevant experience
  • Asset Management Firm
  • Compliance Manager/ Senior Manager
21-Jun-19more
Hays
  • Esteemed Global Life Insurer
  • Regulatory Change, Engagement and Initiatives
  • 10 years of experience in insurance
21-Jun-19more
  • Esteemed Global Life Insurer
  • Regulatory Change, Engagement and Initiatives
  • 10 years of experience in insurance
21-Jun-19more
AsiaPay (HK) Ltd
North Point
  • Degree holder with 5 years experience
  • Familiar with KYC & AML policies
  • Fintech, eCom and ePayment
21-Jun-19more
  • Degree holder with 5 years experience
  • Familiar with KYC & AML policies
  • Fintech, eCom and ePayment
21-Jun-19more
Mast Industries (Far East) Ltd
Kowloon Bay
  • trade compliance, brand protection, labor standard
  • Bachelor’s degree with 7 years of experience
  • operations, social responsibility, compliance exp
20-Jun-19more
  • trade compliance, brand protection, labor standard
  • Bachelor’s degree with 7 years of experience
  • operations, social responsibility, compliance exp
20-Jun-19more
Octopus Holdings Limited
Kowloon Bay
  • Degree in Engineering, Computer Science
  • Assisting transactions monitoring related matters
  • Performing risk & assurance review
20-Jun-19more
  • Degree in Engineering, Computer Science
  • Assisting transactions monitoring related matters
  • Performing risk & assurance review
20-Jun-19more
Spring Professional (Hong Kong) Limited
Location Not Specified
  • Exciting opportunity to join the legal team
  • Attractive package
  • Career prospect
19-Jun-19more
  • Exciting opportunity to join the legal team
  • Attractive package
  • Career prospect
19-Jun-19more
aimHigher Consultancy Limited
Location Not Specified
  • A well-established international fund house
  • Solid knowledge on HK Laws & regulations is a must
  • Chinese skill is required
19-Jun-19more
  • A well-established international fund house
  • Solid knowledge on HK Laws & regulations is a must
  • Chinese skill is required
19-Jun-19more
Randstad Hong Kong Limited
HK$55k - 120k /month (negotiable)
  • SFC full licensed corporation
  • 4 to 6 months Bonus
  • Very Good Work Life Balance
18-Jun-19more
  • SFC full licensed corporation
  • 4 to 6 months Bonus
  • Very Good Work Life Balance
18-Jun-19more
Profile Search and Selection
  • Leading US Broker Dealer
  • Hong Kong based stand-alone compliance role
  • strong SFC exposure, regional exposure
18-Jun-19more
  • Leading US Broker Dealer
  • Hong Kong based stand-alone compliance role
  • strong SFC exposure, regional exposure
18-Jun-19more
Page Personnel
  • Licensing, Compliance review, AML
  • Expanding business - Fintech
  • European based brokerage
17-Jun-19more
  • Licensing, Compliance review, AML
  • Expanding business - Fintech
  • European based brokerage
17-Jun-19more
OCBC Wing Hang Bank Limited
Sheung Wan
  • Review name screening alerts
  • Escalate sanctions hit and material issues identif
  • Investigate for disposition of hits
17-Jun-19more
  • Review name screening alerts
  • Escalate sanctions hit and material issues identif
  • Investigate for disposition of hits
17-Jun-19more
Morgan McKinley
HK$35k - 45k /month (negotiable)
  • Compliance monitoring
  • fund, trustee services
  • scheme administration
17-Jun-19more
  • Compliance monitoring
  • fund, trustee services
  • scheme administration
17-Jun-19more
Zhongrong PT Securities Limited
Central
  • Medical Insurance
  • Good development opportunities
  • Five-day work week
15-Jun-19more
  • Medical Insurance
  • Good development opportunities
  • Five-day work week
15-Jun-19more
Shanghai Commercial Bank Ltd
Location Not Specified
  • Provide advisory on I&I businesses for compliance
  • Provide I&I compliance development updates
  • New product & service development project
15-Jun-19more
  • Provide advisory on I&I businesses for compliance
  • Provide I&I compliance development updates
  • New product & service development project
15-Jun-19more
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