Legal & Compliance Jobs in Hong Kong | jobsDB (Page 1)

equity derivative, Legal & Compliance
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  • cash equities, equity derivatives, regulatory
  • highly visible role
  • regional equities compliance role
18-Mar-19
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18-Mar-19
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Senior Level
Experience Not Specified
Degree
Full Time, Permanent
Eclipse Trading
Causeway Bay
  • Performs routine compliance tasks
  • Collate and submit reports, certifications
  • 7 years' experience in a compliance role
4 hours ago
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4 hours ago
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Senior Level
7 Years of Experience
Degree
Part Time
Recruit Legal Hong Kong
  • Compliance Director
  • Compliance
  • Asset Management
19-Mar-19
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19-Mar-19
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Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time, Permanent
Middle Level
7 Years of Experience
Degree
Full Time
China Merchants Securities International Company Limited
Kwun Tong
  • Drive firm-wide compliance or ad hoc projects
  • Liaise with regulatory bodies
  • Enhance compliance related policies
13-Mar-19
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13-Mar-19
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Senior Level
8 Years of Experience
Degree
Full Time, Permanent
The Core Securities Company Limited
Central
  • Ensures company is in compliance with regulations
  • Provide guidance on matters relating to compliance
  • Familiar with local laws and SFC rules
08-Mar-19
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08-Mar-19
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Middle Level
5 Years of Experience
Postgraduate
Full Time
Mason Group Holdings Limited
Causeway Bay
  • University degree; Solid knowledge of SFO
  • Over 10 years of experience in compliance or risk
  • Competitive remuneration package; 5-day work week
01-Mar-19
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01-Mar-19
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Senior Level
10 Years of Experience
Degree
Full Time, Permanent
Asia Progress Executive Limited
  • general compliance,PRC,corp bank,HKMA,SFC,degree
  • 10yrs exp,staff dealing,licensing,account-opening
  • policy update,compliance training,compliance revie
26-Feb-19
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26-Feb-19
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Senior Level
10 Years of Experience
Degree
Full Time
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equity derivative
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