Legal & Compliance Jobs in Hong Kong | jobsDB

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Legal & Compliance
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1-27 of 27 jobs
ProductIP (HK) Limited
Location Not Specified
  • Five day work week
  • Basic Management Skill
  • 13-month basic salary per year
Job Description: - 09:00 - 18:00/ day with 5-day work - Providing user support for international clients in using ProductIP system and services; - Co-...
12 hours agomore
  • Five day work week
  • Basic Management Skill
  • 13-month basic salary per year
Job Description: - 09:00 - 18:00/ day with 5-day work - Providing user support for international clients in using ProductIP system and services; - Co-...
12 hours agomore
EY
Quarry Bay
  • University degree in related majors
  • Around 6-8 years of solid experience
  • Good command of both English and Chinese
We are the only professional services organization who has a separate service line dedicated exclusively to the financial services marketplace. Join…
16-Oct-19more
  • University degree in related majors
  • Around 6-8 years of solid experience
  • Good command of both English and Chinese
We are the only professional services organization who has a separate service line dedicated exclusively to the financial services marketplace. Join…
16-Oct-19more
EY
Quarry Bay
  • University degree in related majors
  • At least five years’ related experience
  • Strong communication skillsin English and Chinese
Across the banking and capital markets, insurance, asset management, energy and corporate treasury sectors, our clients require integrated risk…
16-Oct-19more
  • University degree in related majors
  • At least five years’ related experience
  • Strong communication skillsin English and Chinese
Across the banking and capital markets, insurance, asset management, energy and corporate treasury sectors, our clients require integrated risk…
16-Oct-19more
MinterEllison LLP
Wan Chai
15-Oct-19more
15-Oct-19more
K. Wah International Holdings Ltd
North Point
  • At least 8 years' PQE experience in HK real estate
  • Obtaing Pre-sale consent and approval of DMC
  • Familiar with the First Hand Sales Ordiance
Job Responsibilities - Responsible for obtaining pre-sale consent and approval of deed of mutual covenant, drafting and approving documents - Ensure c...
14-Oct-19more
  • At least 8 years' PQE experience in HK real estate
  • Obtaing Pre-sale consent and approval of DMC
  • Familiar with the First Hand Sales Ordiance
Job Responsibilities - Responsible for obtaining pre-sale consent and approval of deed of mutual covenant, drafting and approving documents - Ensure c...
14-Oct-19more
Southwest Securities (HK) Financial Management Limited
Causeway Bay
  • Good knowledge of the securities & futures market
  • Minimum 10 years of compliance experience
  • Familiar with SFO, Exchange rules, AMLO & PIBA
Job Responsibilities: Ensure the Company and its licensed corporations are in compliance with local regulatory requirements and to develop a strong co...
11-Oct-19more
  • Good knowledge of the securities & futures market
  • Minimum 10 years of compliance experience
  • Familiar with SFO, Exchange rules, AMLO & PIBA
Job Responsibilities: Ensure the Company and its licensed corporations are in compliance with local regulatory requirements and to develop a strong co...
11-Oct-19more
Company Confidential
Location Not Specified
09-Oct-19more
09-Oct-19more
Securities and Futures Commission
Central
  • Intermediaries Supervision
  • Manager / Assistant Manager
  • A minimum of 5 years' relevant experience
Ref.: JDB/M/AM/IS/190315 We are looking for bright, enthusiastic and determined professionals to join our Intermediaries Supervision Department. The D...
08-Oct-19more
  • Intermediaries Supervision
  • Manager / Assistant Manager
  • A minimum of 5 years' relevant experience
Ref.: JDB/M/AM/IS/190315 We are looking for bright, enthusiastic and determined professionals to join our Intermediaries Supervision Department. The D...
08-Oct-19more
Welab Bank Limited
Sheung Wan
  • Perform regulatory compliance in Virtual Banking
  • Minimum 10 years of legal or compliance experience
  • Start up and flexible working culture
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
04-Oct-19more
  • Perform regulatory compliance in Virtual Banking
  • Minimum 10 years of legal or compliance experience
  • Start up and flexible working culture
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
04-Oct-19more
Henderson Land Development Company Limited
Sheung Wan
  • Medical Allowance
  • Education Allowance
  • Free Lunch
Ref. No.: JDB/HLD22/ACCO - Form 7 / HKDSE or above (please quote the result of each subject attempted in public examinations including HKCEE / HKDSE) ...
04-Oct-19more
  • Medical Allowance
  • Education Allowance
  • Free Lunch
Ref. No.: JDB/HLD22/ACCO - Form 7 / HKDSE or above (please quote the result of each subject attempted in public examinations including HKCEE / HKDSE) ...
04-Oct-19more
Hays
HK$30k - 35k /month
02-Oct-19more
02-Oct-19more
HSBC
Location Not Specified
  • One of the world's leading international banks
  • Excellent opportunity for seasoned professionals
  • Dynamic working environment
Some careers have more impact than others. If you’re looking for a role where you can continue to make an impression, take the next step at HSBC where...
02-Oct-19more
  • One of the world's leading international banks
  • Excellent opportunity for seasoned professionals
  • Dynamic working environment
Some careers have more impact than others. If you’re looking for a role where you can continue to make an impression, take the next step at HSBC where...
02-Oct-19more
Welab Bank Limited
Sheung Wan
  • Lead the development of compliance framework
  • Manage compliance risks
  • Oversee Virtual Bank's AML/CFT & fraud systems
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
27-Sep-19more
  • Lead the development of compliance framework
  • Manage compliance risks
  • Oversee Virtual Bank's AML/CFT & fraud systems
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
27-Sep-19more
Welab Bank Limited
Sheung Wan
  • Effectively implement the audit approach
  • Assess risk and formulate the annual audit plan
  • Deliver high quality audit reports
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
27-Sep-19more
  • Effectively implement the audit approach
  • Assess risk and formulate the annual audit plan
  • Deliver high quality audit reports
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
27-Sep-19more
Harbridge Partners Limited
Central
HK$55k - 90k /month (negotiable)
  • Legal and Compliance,counsel,hedge fund,solicitor
  • back office,director,vice president,equities
  • operation,boutique,investment,buy side,western
Company: Our Client is a boutique Hedge fund in Hong Kong with SFC type 9 license which focus on long/short equity funds, strongly emphasising on tech...
26-Sep-19more
  • Legal and Compliance,counsel,hedge fund,solicitor
  • back office,director,vice president,equities
  • operation,boutique,investment,buy side,western
Company: Our Client is a boutique Hedge fund in Hong Kong with SFC type 9 license which focus on long/short equity funds, strongly emphasising on tech...
26-Sep-19more
Hays
HK$30k - 35k /month
24-Sep-19more
24-Sep-19more
Robert Walters Hong Kong
HK$55k - 70k /month
  • HK qualified lawyer PQE 3-6
  • General commercial and corporate work
  • Great team dynamic, excellent mentorship
A well-established commercial real estate developer is looking for an Assistant Legal Counsel of PQE 3-6 years to join their legal team. The hiring…
23-Sep-19more
  • HK qualified lawyer PQE 3-6
  • General commercial and corporate work
  • Great team dynamic, excellent mentorship
A well-established commercial real estate developer is looking for an Assistant Legal Counsel of PQE 3-6 years to join their legal team. The hiring…
23-Sep-19more
EY
Quarry Bay
  • University degree in related majors
  • Around 6-8 years relevant working experience
  • Good command of English and Chinese
We are the only professional services organization who has a separate service line dedicated exclusively to the financial services marketplace. Join…
19-Sep-19more
  • University degree in related majors
  • Around 6-8 years relevant working experience
  • Good command of English and Chinese
We are the only professional services organization who has a separate service line dedicated exclusively to the financial services marketplace. Join…
19-Sep-19more
EY
Quarry Bay
  • University degree in related majors
  • Around 6-8 years of relevant working experience
  • Good command of both English and Chinese
We are the only professional services organization who has a separate service line dedicated exclusively to the financial services marketplace. Join…
19-Sep-19more
  • University degree in related majors
  • Around 6-8 years of relevant working experience
  • Good command of both English and Chinese
We are the only professional services organization who has a separate service line dedicated exclusively to the financial services marketplace. Join…
19-Sep-19more
Randstad Hong Kong Limited
Central
HK$90k - 160k /month (negotiable)
18-Sep-19more
18-Sep-19more
EY
Quarry Bay
  • University degree in related major
  • Around 6-8 years relevant working experience
  • Good command of English and Chinese
We are the only professional services organization who has a separate service line dedicated exclusively to the financial services marketplace. Join…
18-Sep-19more
  • University degree in related major
  • Around 6-8 years relevant working experience
  • Good command of English and Chinese
We are the only professional services organization who has a separate service line dedicated exclusively to the financial services marketplace. Join…
18-Sep-19more
Securities and Futures Commission
Central
  • Intermediaries Supervision
  • Manager
  • -
Ref.: JDB/M/IS/OSMP/190522 We are currently looking for a high calibre candidate to join our Intermediaries Supervision Department as Manager to suppo...
17-Sep-19more
  • Intermediaries Supervision
  • Manager
  • -
Ref.: JDB/M/IS/OSMP/190522 We are currently looking for a high calibre candidate to join our Intermediaries Supervision Department as Manager to suppo...
17-Sep-19more