Legal & Compliance Jobs in Hong Kong | jobsDB

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Legal & Compliance
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1-30 of 113 jobs
Zhongrong PT Securities Limited
Central
  • Medical Insurance
  • Good development opportunities
  • Five-day work week
Responsibilities: - Identify and evaluate compliance risks of the operations and business activities for Brokerage business and provide alternative co...
15 hours agomore
  • Medical Insurance
  • Good development opportunities
  • Five-day work week
Responsibilities: - Identify and evaluate compliance risks of the operations and business activities for Brokerage business and provide alternative co...
15 hours agomore
Dah Sing Financial Group
Wan Chai
  • Conduct independent compliance reviews
  • Reporting obligations to the regulators/management
  • 3 - 5 years of experience
Reporting to the Head of Banking Compliance, you will be responsible for supporting the handling of banking related compliance matters within the Grou...
22 hours agomore
  • Conduct independent compliance reviews
  • Reporting obligations to the regulators/management
  • 3 - 5 years of experience
Reporting to the Head of Banking Compliance, you will be responsible for supporting the handling of banking related compliance matters within the Grou...
22 hours agomore
Regal Executives Limited
Central
  • At least 5 years of compliance experience
  • Attractive Package
  • Leadership experience with efficient
Our clients, Hong Kong Listed PRC Financial Institutes with Brokerage, Corporate Finance and Asset Management business are urgently looking for differ...
18-Oct-19more
  • At least 5 years of compliance experience
  • Attractive Package
  • Leadership experience with efficient
Our clients, Hong Kong Listed PRC Financial Institutes with Brokerage, Corporate Finance and Asset Management business are urgently looking for differ...
18-Oct-19more
Allegis Global Solutions (Hong Kong) Limited
  • International Bank
  • Potential to perm
  • Great career development opportunity
Job Duties: To support Executive Director, Client Experience, HK and to make presentation to Senior Management on regulatory risks and matters and as ...
18-Oct-19more
  • International Bank
  • Potential to perm
  • Great career development opportunity
Job Duties: To support Executive Director, Client Experience, HK and to make presentation to Senior Management on regulatory risks and matters and as ...
18-Oct-19more
Profile Search and Selection
  • Hong Kong regulatory compliance
  • SFC/HKMA regulations
  • diversity and excellent exposure
Global Bank is seeking a compliance professional with strong Hong Kong regulatory compliance experience to join their regulatory compliance team. You…
18-Oct-19more
  • Hong Kong regulatory compliance
  • SFC/HKMA regulations
  • diversity and excellent exposure
Global Bank is seeking a compliance professional with strong Hong Kong regulatory compliance experience to join their regulatory compliance team. You…
18-Oct-19more
Welend Limited
Sheung Wan
  • Oversee AML/CTF matters
  • Develop and implement AML/CTF programs
  • Review effective control measures
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
17-Oct-19more
  • Oversee AML/CTF matters
  • Develop and implement AML/CTF programs
  • Review effective control measures
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
17-Oct-19more
EY
Quarry Bay
  • University degree in related majors
  • Around 6-8 years of solid experience
  • Good command of both English and Chinese
We are the only professional services organization who has a separate service line dedicated exclusively to the financial services marketplace. Join…
16-Oct-19more
  • University degree in related majors
  • Around 6-8 years of solid experience
  • Good command of both English and Chinese
We are the only professional services organization who has a separate service line dedicated exclusively to the financial services marketplace. Join…
16-Oct-19more
EY
Quarry Bay
  • University degree in related majors
  • At least five years’ related experience
  • Strong communication skillsin English and Chinese
Across the banking and capital markets, insurance, asset management, energy and corporate treasury sectors, our clients require integrated risk…
16-Oct-19more
  • University degree in related majors
  • At least five years’ related experience
  • Strong communication skillsin English and Chinese
Across the banking and capital markets, insurance, asset management, energy and corporate treasury sectors, our clients require integrated risk…
16-Oct-19more
Computime Ltd
Shatin Area
  • HKICT Gold Award in Smart Living Category
  • Industries (HKAI) Technological Achievement Award
  • 5 days’ work, double pay, free shuttle service
Major Responsibilities - Responsible for company secretarial tasks and statutory compliance duties by working with outsourced vendor - Organize board,...
16-Oct-19more
  • HKICT Gold Award in Smart Living Category
  • Industries (HKAI) Technological Achievement Award
  • 5 days’ work, double pay, free shuttle service
Major Responsibilities - Responsible for company secretarial tasks and statutory compliance duties by working with outsourced vendor - Organize board,...
16-Oct-19more
Captiare Limited
Location Not Specified
  • Regulatory Compliance - Face to SFC
  • Buy-side firm backed by stable source
  • Competitive remuneration package
Our client is one of the leading cross-border investment and asset management firm that manages multiple strategic funds across Asia Pacific. Currentl...
16-Oct-19more
  • Regulatory Compliance - Face to SFC
  • Buy-side firm backed by stable source
  • Competitive remuneration package
Our client is one of the leading cross-border investment and asset management firm that manages multiple strategic funds across Asia Pacific. Currentl...
16-Oct-19more
Top Personnel Consultant
Wan Chai
  • 2 yrs exp. in compliance, 5 days
  • Establish compliance policies & procedures
  • $18-22K X 13+DB+Med, Wan Chai
Our client is a consulting firm in providing corporate services with office at Wan Chai in 5 days’ work urgently looking for a Legal & Compliance Offi...
16-Oct-19more
  • 2 yrs exp. in compliance, 5 days
  • Establish compliance policies & procedures
  • $18-22K X 13+DB+Med, Wan Chai
Our client is a consulting firm in providing corporate services with office at Wan Chai in 5 days’ work urgently looking for a Legal & Compliance Offi...
16-Oct-19more
TalentQuest HR Limited
Central
  • Conduct regular and ad hoc compliance review
  • Prepare regular monitoring review reports
  • Advisory to business units
Our client is currently looking for high calibers candidate to join their professional team.. Responsibilities - Provide advice to business units on g...
15-Oct-19more
  • Conduct regular and ad hoc compliance review
  • Prepare regular monitoring review reports
  • Advisory to business units
Our client is currently looking for high calibers candidate to join their professional team.. Responsibilities - Provide advice to business units on g...
15-Oct-19more
TalentQuest HR Limited
Location Not Specified
  • Ensure proper due diligence for new product
  • Drive, implement and review the product process
  • Address risks for the entire product life cycle
Our client is currently looking for high calibers candidate to join their professional team. Responsibilities Work with product owners to ensure prope...
15-Oct-19more
  • Ensure proper due diligence for new product
  • Drive, implement and review the product process
  • Address risks for the entire product life cycle
Our client is currently looking for high calibers candidate to join their professional team. Responsibilities Work with product owners to ensure prope...
15-Oct-19more
TalentQuest HR Limited
Location Not Specified
  • Provide compliance advisory on I&I businesses
  • Monitor and guide projects for new product&service
  • Prepare I&I compliance development updates
Our client is currently looking for high calibers candidate to join their professional team. Responsibilities - Provide advisory services on Investmen...
15-Oct-19more
  • Provide compliance advisory on I&I businesses
  • Monitor and guide projects for new product&service
  • Prepare I&I compliance development updates
Our client is currently looking for high calibers candidate to join their professional team. Responsibilities - Provide advisory services on Investmen...
15-Oct-19more
國維財富投資集團北京投資有限公司
Wan Chai
HK$45k - 70k /month
  • 6年以上工作经验
  • 我们会提供高于平均值以上的薪资待遇
  • 有金融机构的工作经验
国维集团是壹家成立于20世纪90年代,以地产和金融业务为主的集团公司。国维集团目前在中国大陆正在开发十余个地产项目,主要以商业地产和文旅地产为主。国维集团拥有数百亿人民币资产,在国内拥有1500名雇员,15个分公司和数十个子公司。 国维集团将珠三角区域作为核心发展区,目前在珠海有数千亩的土地储备,并...
15-Oct-19more
  • 6年以上工作经验
  • 我们会提供高于平均值以上的薪资待遇
  • 有金融机构的工作经验
国维集团是壹家成立于20世纪90年代,以地产和金融业务为主的集团公司。国维集团目前在中国大陆正在开发十余个地产项目,主要以商业地产和文旅地产为主。国维集团拥有数百亿人民币资产,在国内拥有1500名雇员,15个分公司和数十个子公司。 国维集团将珠三角区域作为核心发展区,目前在珠海有数千亩的土地储备,并...
15-Oct-19more
Guotai Junan International Holdings Limited
  • Min. 5 years relevant experience
  • Good knowledge in SFC regulations and practices
  • Sound knowledge in financial products
Responsibilities: - Handle and review enquiries from regulators on trade-related enquiries, demand for information and investigation related requests;...
15-Oct-19more
  • Min. 5 years relevant experience
  • Good knowledge in SFC regulations and practices
  • Sound knowledge in financial products
Responsibilities: - Handle and review enquiries from regulators on trade-related enquiries, demand for information and investigation related requests;...
15-Oct-19more
Ambition
HK$70k - 90k /month
  • Reputable PRC Asset Management Firm
  • Central Working Location
  • Competitive Benefits and Wide Exposure
Responsibilities: - Provide advice to business on licensing related matters - Handle SFC enquiries and conduct regulatory reporting - Conduct…
15-Oct-19more
  • Reputable PRC Asset Management Firm
  • Central Working Location
  • Competitive Benefits and Wide Exposure
Responsibilities: - Provide advice to business on licensing related matters - Handle SFC enquiries and conduct regulatory reporting - Conduct…
15-Oct-19more