Compliance head Jobs in Causeway Bay Wan Chai District

Corporate & Commercial Law

subClassification: Corporate & Commercial Law

classification: Legal

at SinoPac Asset Management (Asia) Limited

6+ years of building and driving compliance and ethics programs in MNC
Strategic yet hands-on approach. Enthusiastic and collaborative team player
Good communication and stakeholder engagement skills

4d ago

Listed seven days ago

HEAD OF LEGAL & COMPLIANCE/ SENIOR MANAGER/ MANAGER

This is a Full time job

Legal Practice Management

subClassification: Legal Practice Management

classification: Legal

Legal & Compliance
5 Day works
10y+ experience

7d ago

Listed four days ago

Manager - Financial Industry Risk and Regulatory (Insurance sector) - Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Risk & compliance experience in Insurance sector is mandatory
6-9 years' experience in insurance risk and compliance
Proficient in written and spoken Chinese (Cantonese and Mandarin) and English

4d ago

Listed five days ago

Manager / Associate Director - Financial Industry Risk and Regulatory (Banking)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Risk & compliance experience in banking sector is essential
5 - 9 years' experience in banking risk and compliance
Proficient in written and spoken Chinese (Cantonese and Mandarin) and English

5d ago

Listed twelve hours ago

Head of Operations

at 皓衹資本管理有限公司

This is a Full time job

General/Business Unit Manager

$60,000 – $70,000 per month

subClassification: General/Business Unit Manager

classification: CEO & General Management

(CEO & General Management)

12h ago

Listed five days ago

Compliance Manager - General Compliance (banking)

at Manpower Services (Hong Kong) Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at United Overseas Bank Limited

Complaint handling
Provide compliance advice and support
Maintain, review and update internal policies and procedures, compliance manuals

5d ago

Listed one day ago

First Vice President, Legal

This is a Full time job

Corporate & Commercial Law

subClassification: Corporate & Commercial Law

classification: Legal

at Shanghai Commercial Bank Ltd

Provide legal support in bilateral/syndicated loans, trade financing
Develop standard documentation template
Provide risk assessment on transactions, structures and new initiatives

1d ago

Listed four days ago

Vice President/ Assistant Vice President, Regulatory Compliance

This is a Full time job

North Point, Eastern District

subClassification: Banking - Corporate & Institutional

Banking - Corporate & Institutional

classification: Banking & Financial Services

at Manpower Services (Hong Kong) Limited

Provide general compliance advisory services
Assess the impact and conduct gap analysis
Review & update general compliance policies

4d ago

Listed five days ago

Senior Compliance Manager (I&I) in banking industry

This is a Full time job

(Insurance & Superannuation)

subClassification: Risk Consulting

Risk Consulting

classification: Insurance & Superannuation

Investment & Insurance
Liaise with regulators (HKMA, SFC, IA)
6-8 years experience

5d ago

Listed four days ago

Vice President / Assistant Vice President, Investment & Insurance Compliance

at Shanghai Commercial Bank Ltd

This is a Full time job

North Point, Eastern District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

at China Life Insurance (Overseas) Company Limited

Provide advisory services on Investment
Deliver investment compliance training
Liaise with external regulators and auditors

4d ago

Listed four days ago

Trustee Risk Management/Compliance Contractor

This is a Full time job

Hung Hom, Kowloon City District

subClassification: Compliance & Risk

classification: Banking & Financial Services

MPF
Compliance/Risk Management
Contractor

4d ago

Listed five days ago

Anti-bribery and Corruption Manager

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China Life Insurance (Overseas) Company Limited

Formulate, review and execute the Bank’s ABC Policies and Procedures
Provide advice to frontline and other relevant units
Establish annual training plan and deliver ABC trainings

5d ago

Listed four days ago

Trustee Risk Management/Compliance-Assistant Manager

This is a Full time job

Hung Hom, Kowloon City District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Industrial and Commercial Bank of China (Asia) Limited

MPF
Risk management/Compliance
Assistant Manager

4d ago

Listed seven days ago

Legal Counsel, Compliance and Legal Department

This is a Full time job

subClassification: Banking & Finance Law

Banking & Finance Law

classification: Legal

at GF Holdings (Hong Kong) Corporation Ltd

Provide legal advice and support to all business u
Review and negotiate corporate banking docs
Draft and negotiate commercial business docs

7d ago

Listed six days ago

VP, Brokerage Advisory and AML Compliance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Risk mitigation and regulatory compliance
Dynamic environment with great exposure
Compliance best practices

6d ago

Listed thirteen days ago

Director / Senior Manager - Financial Crime Compliance - Hong Kong

This is a Full time job

(Insurance & Superannuation)

subClassification: Risk Consulting

Risk Consulting

classification: Insurance & Superannuation

Deliver financial crime compliance projects
Develop Financial Crime Strategy for businesses
Lead and advise on complex solutions to client concerns

13d ago

Listed seven days ago

AML Manager (Policy & Due Diligence)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Formulate and update AML/CTF policies and procedures
Provide advice to frontline and other relevant units on AML related matters
Experience in AML, audit, banking operations, internal control in Banks

7d ago

Listed eleven days ago

Associate Director - Financial Industry Risk & Regulatory (Insurance) - HK

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

Knowledge in insurance risk, finance risk, sustainability risk is preferred
10-14 years' experience in Risk is necessary
Insurance background is mandatory

11d ago

Listed ten days ago

Senior Audit Manager /Manager /Assistant Manager (FCC / AML)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

North Point, Eastern District

10d ago

Listed eighteen days ago

FINANCIAL CRIME COMPLIANCE OFFICER

at OTT PAY HK Limited

This is a Full time job

$30,000 – $40,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Wah Kwong Shipping Agency Co Ltd

IMMEDIATE AVAILABLE
UPGRADED TO BE A TEAM LEAD
ADVANCE COMPLIANCE PROFESSIONL DEVELOPMENT

18d ago

Listed seven days ago

Legal and Compliance Assistant

This is a Full time job

(Administration & Office Support)

subClassification: PA, EA & Secretarial

PA, EA & Secretarial

classification: Administration & Office Support

Family Culture
Business Expansion
Attractive Remuneration Package

7d ago

Listed eleven days ago

AML Manager – Model Validation

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Perform qualitative and quantitative validation on AML models
Manage validation process
Experience in model-related activities

11d ago

Listed thirteen days ago

Manager / Assistant Compliance Manager (focusing on Insurance businesses)

at O-Bank Co., Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Provide advice and guidance to the prospective insurance businesses
Conduct gap analysis and review new product & service proposals
Stable working environment/ Work-life balance

13d ago

Listed fourteen days ago

Head of Operations

at NewBX Limited

This is a Full time job

(Information & Communication Technology)

$50,000 – $70,000 per month

subClassification: Help Desk & IT Support

Help Desk & IT Support

classification: Information & Communication Technology

14d ago

Listed twenty days ago

Fixed Term Contract Analyst, AML Operation, Financial Crime Compliance Section

at Mizuho Bank, Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Fixed Term Contract role
Young and Energetic Team Culture
Great Job Exposure

20d ago

Listed nineteen days ago

Assistant Manager, Sanctions Compliance, AML & Financial Crime Risk

at Dah Sing Financial Group

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

University graduate, preferably major in Finance, Business Administration
3 - 5 years’ experience in financial services specialized in AML/CFT
Review transaction screening results on trade and remittance transaction

19d ago

Listed twenty days ago

Assistant Manager / Manager, Regulatory Compliance

at Airstar Bank Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

20d ago

Listed twenty days ago

Senior Financial Crime Risk Investigations Analyst

at The Hong Kong Jockey Club

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Tin Hau, Eastern District

Degree in legal/accounting/IT/forensics or any related disciplines.
3+ exp. financial services: data analysis/compliance/forensic/investigation etc
Preferably a CAMS/ICA Diploma/CFE holder

20d ago

Listed twenty one days ago

Legal Counsel

at Lululemon HK Limited

This is a Full time job

subClassification: Generalists - In-house

classification: Legal

Responsible for APAC legal and regulatory developments research
Advise on commercial contracts, data privacy, anti-bribery, labor law, etc.
8 years PQE with relevant in-house experience from MNC

21d ago

Listed twenty six days ago

Technology Compliance Director (IT Governance / Compliance focus)

at Dfx Labs Company Limited

This is a Full time job

subClassification: Generalists - In-house

classification: Legal

26d ago

Listed nineteen days ago

Manager, Group Enterprise Risk Management/ Compliance

at HKT

This is a Full time job

subClassification: Generalists - In-house

classification: Legal

at Unipec Asia Company Limited

Provide risk management and regulatory compliance support
Organize training/ briefing with business units
Coordinate with the First Line of Defense and Group Legal team

19d ago

Listed twenty two days ago

Legal and Compliance Assistant (Fresh graduates are welcome)

This is a Full time job

subClassification: Generalists - In-house

classification: Legal