Jobs in Central & Western Area / Hong Kong - jobsDB Hong Kong (Page 1)

compliance officer, Central & Western Area
Central & Western Area
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1-30 of 208 jobs
Middle Level
2 Years of Experience
Degree
Full Time, Permanent
UOB Kay Hian (Hong Kong) Limited
Central
  • Bachelor’s degree from a major university
  • 5+ years of legal and compliance experience
  • Handle compliance related matters
1 hour ago
more
1 hour ago
more
Middle Level
5 Years of Experience
Qualification Not Specified
Full Time
Robert Walters Hong Kong
HK$20k - 30k /month (negotiable)
  • International Law Firm
  • Attractive remuneration package
  • CBD area
17 hours ago
more
17 hours ago
more
Middle Level
2 Years of Experience
Degree
Full Time, Permanent
Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time
Zhonghui Financial Consulting Limited
  • development opportunities
  • attractive remuneration package
  • 3 -4 years of experience
21 hours ago
more
21 hours ago
more
Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time
Changjiang Securities International Financial Group Limited
Sheung Wan
  • Compliance Officer/ Senior Officer
  • Minimum 2 years of compliance experience
  • More exp. will be considered as Senior Officer
19-Feb-19
more
19-Feb-19
more
Entry Level
2 Years of Experience
Degree
Full Time, Permanent
Compliance Consulting Limited
Central
  • Attractive salary package
  • Working for an expanding company
  • Promising career path
19-Feb-19
more
19-Feb-19
more
Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time, Permanent
Shenwan Hongyuan Securities (H.K.) Limited
Admiralty
  • Planning & implementation of compliance programs
  • Design and conduct compliance training
  • Independently / Lead a small team on daily issue
18-Feb-19
more
18-Feb-19
more
Job function: Banking / Finance > Others
Middle Level
3 Years of Experience
Degree
Full Time, Permanent
POWER SECURITIES COMPANY LIMITED
Central
  • Compliance
  • SFC RA Type 1 and 9
  • 5 days
18-Feb-19
more
18-Feb-19
more
Middle Level
2 Years of Experience
Degree
Full Time, Permanent
China Tonghai International Financial Limited
Central
  • 5 days work at Central
  • Education Allowance, Medical and Insurance
  • Degree + 1 year experience
18-Feb-19
more
18-Feb-19
more
Entry Level
1 Year of Experience
Degree
Full Time, Permanent
天風國際證券有限公司
Central
  • 2 Years or above compliance experience
  • Handle the Type 1&2 license regulatory compliance
  • University degree holder
18-Feb-19
more
18-Feb-19
more
Entry Level
2 Years of Experience
Degree
Full Time, Permanent
Sun International Securities Limited
Sheung Wan
  • Degree in Business, Finance, Law
  • 3 yrs compliance experience in Securities firm
  • Good understanding of SFO rules and regulations
18-Feb-19
more
18-Feb-19
more
Middle Level
3 Years of Experience
Degree
Full Time, Permanent
Ocean Joy Securities Limited
Central
  • 2 years general compliance experience
  • Good command in spoken Mandarin
  • University graduate prefer in Law, or related exp
18-Feb-19
more
18-Feb-19
more
Entry Level
1 Year of Experience
Non-Degree Tertiary
Full Time
Mighty Divine (HK) Limited
Central
  • Compliance Officer
  • Compliance Management
  • Development opportunities
18-Feb-19
more
18-Feb-19
more
Middle Level
5 Years of Experience
Degree
Full Time
Profit Access Investments Limited
Admiralty
  • Update compliance policies and procedures
  • Assist in handling licensing related matters
  • Preferably in borkerage house, asset management
15-Feb-19
more
15-Feb-19
more
Middle Level
2 Years of Experience
Qualification Not Specified
Contract, Full Time, Permanent
One Sky Compliance Consulting
Sheung Wan
  • Familiar with RA1/RA9/RA149 regulations
  • Minimum 3 years of compliance experience
  • SOE
15-Feb-19
more
15-Feb-19
more
Middle Level
3 Years of Experience
Degree
Full Time
Company Confidential
  • Compliance
  • SFC
  • AML KYC
15-Feb-19
more
15-Feb-19
more
Middle Level
5 Years of Experience
Non-Degree Tertiary
Full Time, Permanent
Tai Chong Cheang Steamship Co (HK) Limited
Admiralty
  • 5 days work.
  • Tertiary education with law or legal studies.
  • Fully qualified lawyer with 5-7 years experience.
15-Feb-19
more
15-Feb-19
more
Middle Level
5 Years of Experience
Degree
Full Time, Permanent
Dayou Futures (HK) Company Limited
Sheung Wan
  • at least 3 years compliance experience
  • Putonghua is required
  • Double pay, 5-days work & travelling allowance
15-Feb-19
more
15-Feb-19
more
Senior Level
5 Years of Experience
Qualification Not Specified
Full Time
Bank of China (Hong Kong) Limited
Central
  • Provide advisory services to business units
  • Degree or above with major in Finance
  • Life & medical insurance
15-Feb-19
more
15-Feb-19
more
Middle Level
1 Year of Experience
Degree
Full Time
Great Union Human Capital Limited
  • transaction monitoring
  • At least 3 years of AML experience
  • University degree holder
13-Feb-19
more
13-Feb-19
more
Middle Level
3 Years of Experience
Degree
Full Time, Permanent
Connexions Consulting Limited
Central
  • Legal and compliance department
  • SFC licensing
  • Bachelor’s degree or above in Law
13-Feb-19
more
13-Feb-19
more
Senior Level
5 Years of Experience
Degree
Contract, Permanent
Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time
Connexe Search Limited
HK$20k - 30k /month (negotiable)
  • Compliance Review & Advisory
  • Treasury, Wealth Management, Private Banking
  • Stable working environment, expanding teams
12-Feb-19
more
12-Feb-19
more
Entry Level
2 Years of Experience
Degree
Full Time
Industrial and Commercial Bank of China (Asia) Limited
  • Receive, deliver and follow-up group compliance
  • Coordinate with ICBC Head Office or subsidiaries
  • Handle administration tasks with the team
12-Feb-19
more
12-Feb-19
more
Entry Level
1 Year of Experience
Degree
Full Time, Permanent
Spidernet Recruitment Services
Central
  • Degree, at least 2 yrs compliance exp in bank
  • Compliance review /advisory to Private Bank /
  • Commercial & Corporate Bank / Treasury /Wealth mgt
12-Feb-19
more
12-Feb-19
more
Entry Level
2 Years of Experience
Degree
Full Time, Permanent
Company Confidential
Central
  • University graduate in Law/Accountancy/Finance
  • 2 years relevant compliance experience
  • knowledge of applicable law, rules and codes
12-Feb-19
more
12-Feb-19
more
Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time, Permanent
Soliton Securities Limited
Central
  • SFC & HKEX rules of securities brokerage
  • Internal controls & compliance procedures
  • SFC licensing and reporting
11-Feb-19
more
11-Feb-19
more
Middle Level
3 Years of Experience
Degree
Full Time, Permanent
GTS Platform Services Limited
Central
  • Overview all the internal or marketing materials
  • 5 years of relevant compliance experience
  • Liaise with internal or external professionals
11-Feb-19
more
11-Feb-19
more
Middle Level
5 Years of Experience
Degree
Full Time, Permanent
Spencer Ogden (Hong Kong) Limited
Central
  • Private Equity
  • Compliance Officer
  • Attractive package with good career path
11-Feb-19
more
11-Feb-19
more
Entry Level
Experience Not Specified
Degree
Full Time, Permanent
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compliance officer
Central & Western Area