Jobs in Central / Hong Kong - jobsDB Hong Kong (Page 1)

compliance officer, Central
Central
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Don Nelson Recruitment Limited
Central
  • Degree in Law/Finance/Economics/Risk Management
  • Solid exp in mainly focus on Type 1 & 2 license
  • Familiar with Retail & Institutional trading advtg
11 hours ago
more
11 hours ago
more
Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time, Permanent
UOB Kay Hian (Hong Kong) Limited
Central
  • Bachelor’s degree from a major university
  • 5+ years of legal and compliance experience
  • Handle compliance related matters
17 hours ago
more
17 hours ago
more
Middle Level
5 Years of Experience
Qualification Not Specified
Full Time
Robert Walters Hong Kong
HK$20k - 30k /month (negotiable)
  • International Law Firm
  • Attractive remuneration package
  • CBD area
20-Feb-19
more
20-Feb-19
more
Middle Level
2 Years of Experience
Degree
Full Time, Permanent
Zhonghui Financial Consulting Limited
  • development opportunities
  • attractive remuneration package
  • 3 -4 years of experience
20-Feb-19
more
20-Feb-19
more
Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time
Compliance Consulting Limited
Central
  • Attractive salary package
  • Working for an expanding company
  • Promising career path
19-Feb-19
more
19-Feb-19
more
Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time, Permanent
POWER SECURITIES COMPANY LIMITED
Central
  • Compliance
  • SFC RA Type 1 and 9
  • 5 days
18-Feb-19
more
18-Feb-19
more
Middle Level
2 Years of Experience
Degree
Full Time, Permanent
China Tonghai International Financial Limited
Central
  • 5 days work at Central
  • Education Allowance, Medical and Insurance
  • Degree + 1 year experience
18-Feb-19
more
18-Feb-19
more
Entry Level
1 Year of Experience
Degree
Full Time, Permanent
天風國際證券有限公司
Central
  • 2 Years or above compliance experience
  • Handle the Type 1&2 license regulatory compliance
  • University degree holder
18-Feb-19
more
18-Feb-19
more
Entry Level
2 Years of Experience
Degree
Full Time, Permanent
Ocean Joy Securities Limited
Central
  • 2 years general compliance experience
  • Good command in spoken Mandarin
  • University graduate prefer in Law, or related exp
18-Feb-19
more
18-Feb-19
more
Entry Level
1 Year of Experience
Non-Degree Tertiary
Full Time
Mighty Divine (HK) Limited
Central
  • Compliance Officer
  • Compliance Management
  • Development opportunities
18-Feb-19
more
18-Feb-19
more
Middle Level
5 Years of Experience
Degree
Full Time
Company Confidential
  • Compliance
  • SFC
  • AML KYC
15-Feb-19
more
15-Feb-19
more
Middle Level
5 Years of Experience
Non-Degree Tertiary
Full Time, Permanent
Bank of China (Hong Kong) Limited
Central
  • Provide advisory services to business units
  • Degree or above with major in Finance
  • Life & medical insurance
15-Feb-19
more
15-Feb-19
more
Middle Level
1 Year of Experience
Degree
Full Time
Great Union Human Capital Limited
  • transaction monitoring
  • At least 3 years of AML experience
  • University degree holder
13-Feb-19
more
13-Feb-19
more
Middle Level
3 Years of Experience
Degree
Full Time, Permanent
Connexions Consulting Limited
Central
  • Legal and compliance department
  • SFC licensing
  • Bachelor’s degree or above in Law
13-Feb-19
more
13-Feb-19
more
Senior Level
5 Years of Experience
Degree
Contract, Permanent
Connexe Search Limited
HK$20k - 30k /month (negotiable)
  • Compliance Review & Advisory
  • Treasury, Wealth Management, Private Banking
  • Stable working environment, expanding teams
12-Feb-19
more
12-Feb-19
more
Entry Level
2 Years of Experience
Degree
Full Time
Industrial and Commercial Bank of China (Asia) Limited
  • Receive, deliver and follow-up group compliance
  • Coordinate with ICBC Head Office or subsidiaries
  • Handle administration tasks with the team
12-Feb-19
more
12-Feb-19
more
Entry Level
1 Year of Experience
Degree
Full Time, Permanent
Spidernet Recruitment Services
Central
  • Degree, at least 2 yrs compliance exp in bank
  • Compliance review /advisory to Private Bank /
  • Commercial & Corporate Bank / Treasury /Wealth mgt
12-Feb-19
more
12-Feb-19
more
Entry Level
2 Years of Experience
Degree
Full Time, Permanent
Company Confidential
Central
  • University graduate in Law/Accountancy/Finance
  • 2 years relevant compliance experience
  • knowledge of applicable law, rules and codes
12-Feb-19
more
12-Feb-19
more
Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time, Permanent
Soliton Securities Limited
Central
  • SFC & HKEX rules of securities brokerage
  • Internal controls & compliance procedures
  • SFC licensing and reporting
11-Feb-19
more
11-Feb-19
more
Middle Level
3 Years of Experience
Degree
Full Time, Permanent
GTS Platform Services Limited
Central
  • Overview all the internal or marketing materials
  • 5 years of relevant compliance experience
  • Liaise with internal or external professionals
11-Feb-19
more
11-Feb-19
more
Middle Level
5 Years of Experience
Degree
Full Time, Permanent
Spencer Ogden (Hong Kong) Limited
Central
  • Private Equity
  • Compliance Officer
  • Attractive package with good career path
11-Feb-19
more
11-Feb-19
more
Entry Level
Experience Not Specified
Degree
Full Time, Permanent
天風國際證券有限公司
Central
  • 2 Years or above compliance experience
  • Handle the Type 1&2 license regulatory compliance
  • University degree holder
11-Feb-19
more
11-Feb-19
more
Entry Level
2 Years of Experience
Degree
Full Time, Permanent
CompliancePlus Consulting Limited
Central
  • Attractive remuneration
  • 2-3 years of compliance or regulator experience
  • Fast growing financial group
06-Feb-19
more
06-Feb-19
more
Middle Level
2 Years of Experience
Degree
Full Time, Permanent
Nan Fung Group
  • University Graduate
  • Knowledge of FATCA / CRS regulations
  • Excellent in English and Chinese
01-Feb-19
more
01-Feb-19
more
Entry Level
Experience Not Specified
Degree
Full Time
POWER SECURITIES COMPANY LIMITED
Central
  • Compliance
  • SFC RA Type 1 and 9
  • 5 days
29-Jan-19
more
29-Jan-19
more
Middle Level
2 Years of Experience
Degree
Full Time, Permanent
China Minsheng Banking Corp., Ltd. Hong Kong Branch
Central
  • Develop, update and review AML-related policies
  • Perform AML compliance monitoring and review
  • Promote AML compliance awareness and culture
24-Jan-19
more
24-Jan-19
more
Middle Level
3 Years of Experience
Degree
Full Time, Permanent
Missionaire Professional Recruitment
Central
  • Good knowledge in SFO, AMLO and Exchange rules
  • Knowledge in futures and securities market
  • Compliance experience in financial services
24-Jan-19
more
24-Jan-19
more
Middle Level
3 Years of Experience
Degree
Permanent
FTLife Insurance Company Limited
  • Assist in providing compliance advice
  • 2-3 years of experience in handling compliance
  • 5-day work week, group medical & life insurance
24-Jan-19
more
24-Jan-19
more
Entry Level
2 Years of Experience
Degree
Full Time, Permanent
AGS Group Limited
Central
  • Responsible Officer (Type 2)
  • Brokerage compliance
  • SFC
19-Feb-19
more
19-Feb-19
more
Middle Level
5 Years of Experience
Qualification Not Specified
Full Time
Asia Progress Executive Limited
  • CDD officer, Account opening,AML compliance,bank
  • Degree in Banking, at least 1 yrs exp in corp bank
  • Assist RM to grow deposit,investigate trigger case
23-Jan-19
more
23-Jan-19
more
Entry Level
1 Year of Experience
Degree
Full Time
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compliance officer
Central