Compliance regulatory Banking &amp; Financial Services Jobs

classification: Banking & Financial Services

at Fubon Bank (Hong Kong) Limited

1d ago

Listed three days ago

Compliance Manager, Fubon Credit (Hong Kong) Limited

This is a Full time job

Lai Chi Kok, Sham Shui Po District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at iFAST ePension Services Limited

Attractive Salary
Fringe Benefits
5-Day Work

3d ago

Listed five hours ago

Manager, Quality Assurance (Pension Operations)

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Shanghai Commercial Bank Ltd

Monitor MPF admin processes and compliance control
Quality assurance
21+ days AL, Staff performance shares

5h ago

Listed five days ago

Vice President/ Assistant Vice President, Regulatory Compliance

This is a Full time job

North Point, Eastern District

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

at China Construction Bank (Asia) Corporation Limited

Provide general compliance advisory services
Assess the impact and conduct gap analysis
Review & update general compliance policies

5d ago

Listed five days ago

Senior/ Operations Manager, Cross Border

This is a Full time job

Hong Kong

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

Causeway Bay, Wan Chai District

Minimum 8 years of exp in branch operation
Including 4 years are at supervisory level
W/ less exp will be considered as Assistant/ OM

5d ago

Listed six days ago

Manager, Group Enterprise Risk Management/ Compliance

at HKT

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Michael Page International (HK) Ltd

Candidates from Commercial Risk Management are most welcome
Provide risk management and regulatory compliance support
Coordinate with the First Line of Defense and Group Legal team

6d ago

Listed eight days ago

Team Head Regulatory Compliance - Corporate Bank

This is a Full time job

Islands District

$1800k - $2000k p.a.

subClassification: Compliance & Risk

classification: Banking & Financial Services

at iFAST ePension Services Limited

Senior Level role !
want strong regulatory knowledge with SFC and HKMA !
Manage a team of 12 staff !

8d ago

Listed eight days ago

Senior Executive/ Executive, Quality Assurance (MPF)

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Guotai Junan International Holdings Limited

Monitor MPF admin processes and compliance control
Fresh graduates are welcome to apply
21+ days AL, Staff performance shares

8d ago

Listed five days ago

Analyst - Internal Control, Corporate Finance

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at China Construction Bank (Asia) Corporation Limited

Competitive Compensation Packages/ Comprehensive Benefits /Rewards &Recognition
Career Development Opportunities
Collaborative and Supportive Work Environment

5d ago

Listed five days ago

Business Management, Consumer Banking Operations Professional (Back Office)

This is a Full time job

Kowloon Bay, Kwun Tong District

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Cornerstone Global Partners

5subjects at GradeE/ Lv.2 or above in HKCEE/ HKDSE
Min 5yrs exp in branch operation
Passes in the HKSI Licensing Examination and IIQE

5d ago

Listed one day ago

Credit Analyst - Japanese Corporate Banking

This is a Full time job

$30,000 – $45,000 per month

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

at DNA Recruit Partners Limited

Corporate banking/ Real Estate Financing/ Structured Products
Middle to back office/ Credit/ Support
work-life balance/ Quarry Bay

1d ago

Listed one day ago

Responsible Officer - Type 9 [Asset Management]

This is a Full time job

subClassification: Management

Management

classification: Banking & Financial Services

at Hong Kong Exchanges & Clearing Ltd

Asset Management
Qualified SFC Type 9 RO
Attractive package | Dynamic Team Culture

1d ago

Listed five hours ago

Assistant Vice President – Data Product Development – Markets (R001757)

This is a Full time job

Hong Kong

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Marketplace of the Future
World’s leading IPO market
Inclusive and diverse culture

5h ago

Listed two days ago

Corporate Compliance, Principal (Senior Manager Level)

at AIA Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Central, Central and Western District

Implement Corporate Compliance Policies on e.g. FATCA, CRS, Outsourcing
Provide Compliance Risk Assessment in Business Initiatives & Provide Solutions
Min 10-yr Exp in FIs Focused in Compliance, Risk Mgt, Legal, Internal Controls

2d ago

Listed two days ago

Vice President (Team Head, Investment & Insurance Compliance)

at Chong Hing Bank Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Shanghai Commercial Bank Ltd

I&I Compliance Advisory
Policy, Procedural Manuals and Projects
Conversant with relevant ordinance & HKMA SPM

2d ago

Listed five days ago

Vice President / Assistant Vice President, Investment & Insurance Compliance

This is a Full time job

North Point, Eastern District

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Provide advisory services on Investment
Deliver investment compliance training
Liaise with external regulators and auditors

5d ago

Listed three days ago

Senior Distribution Director (Sales Leaders from Banking are Welcome)

at OAC Group Limited

This is a Full time job

$80,000 – $100,000 per month

subClassification: Other

Other

classification: Banking & Financial Services

at China CITIC Bank International Limited

An unique opportunity for Bank Sales Leader
Corporate Opening (Not Insurance agent)
High basics with excellent sales Incentives and fringe benefits

3d ago

Listed six days ago

AVP/VP, Business Operational Risk (Insurance Products focus)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Manage business operational risk for insurance products
Review incidents/customer complaints with regulatory and compliance concerns
Conduct thematic/ ad hoc review/ gap analysis

6d ago

Listed three days ago

Analyst/Associate, Credit Risk, European Bank

at All -Star Agency Limited

This is a Full time job

$30,000 – $40,000 per month

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

at China CITIC Bank International Limited

Responsible for doing financial analysis and credit review
Mainly focus on PRC large corporate (SOE POE)
Require 2-3 years of credit analysis experience

3d ago

Listed six days ago

Assistant Manager, Process Optimization (CoBP/Business Compliance related)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Maintain up-to-date CoBP Self-Assessment template
Organize and conduct periodic assurance review
Coordinate with Product/Business Managers on process compliance review

6d ago

Listed three days ago

Relationship Manager, Hong Kong Team - Global Private Banking

at HSBC

This is a Full time job

subClassification: Banking - Retail/Branch

Banking - Retail/Branch

classification: Banking & Financial Services

at CMBC Capital Holdings Limited

One of the world's leading international banks
Excellent Career Progression
Dynamic working environment

3d ago

Listed one day ago

Associate / SA / VP - Settlement - OTC Derivatives

This is a Full time job

subClassification: Settlements

Settlements

classification: Banking & Financial Services

at Cathay United Bank Company, Limited

OTC derivatives transactions
5 years of experience
Settlement

1d ago

Listed one day ago

Team Head, Commercial Banking

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

Bachelor’s degree or above
At least 10 years’ CB frontline experience
5 years in managerial capacity

1d ago

Listed twenty one hours ago

Business Development Manager (Chinese Asset Management)

at Links international

This is a Full time job

subClassification: Stockbroking & Trading

Stockbroking & Trading

classification: Banking & Financial Services

attrative commission scheme
VCC fund business growth
felxible working arrangement

21h ago

Listed eleven minutes ago

Business Development Manager (Chinese Asset Management)

at Links international

This is a Full time job

subClassification: Stockbroking & Trading

Stockbroking & Trading

classification: Banking & Financial Services

at GF Holdings (Hong Kong) Corporation Ltd

attrative commission scheme
VCC fund business growth
felxible working arrangement

11m ago

Listed fifteen days ago

VP, Brokerage Advisory and AML Compliance

This is a Full time job

Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Michael Page International (HK) Ltd

Risk mitigation and regulatory compliance
Dynamic environment with great exposure
Compliance best practices

15d ago

Listed five days ago

Vice President / Director Compliance - Asset Management Firm

This is a Full time job

Islands District

$900k - $1500k p.a.

subClassification: Compliance & Risk

classification: Banking & Financial Services

Looking for 10+ years of buyside compliance experience !
Equivalent to Head of Compliance level !
Want Regulatory/Business Compliance bkgd !

5d ago

Listed five days ago

Senior Manager, Regulatory Reporting, Chinese Corp Bank

at Hays Hong Kong Limited

This is a Full time job

$60000.0 - $80000.0 p.a.

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

at Cornerstone Global Partners

5d ago

Listed five days ago

Compliance Manager - (RegTech Solutions)

This is a Full time job

Islands District

$800k - $1000k p.a. + yearly bonus, great medical

subClassification: Compliance & Risk

classification: Banking & Financial Services

Central, Central and Western District

Build RegTech Solutions
Automate the Compliance Process
Work on something new

5d ago

Listed sixteen days ago

AVP (Compliance Assurance Team), Regulatory Compliance Department

at Chong Hing Bank Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services