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Listed thirteen days ago

Operations & Compliance Manager: Private Markets Brokerage & FinTech

at Gateway Private Markets (HK) Limited

This is a Full time job

North Point, Eastern District
subClassification: Financial Planning
Financial Planning
classification: Banking & Financial Services
(Banking & Financial Services)
  • Exposure to private market secondaries a US$100Bn market
  • Entrepreneurial firm with fast paced culture and accelerated career development
  • Collaborative and experienced team coming from global banks and investment firms
13d ago
Listed eight days ago

IBD Director / Executive Director (Sponsor Principal)

at Hercules Search Consultation Company

This is a Full time job

Central and Western District
$1,105,000 – $1,625,000 per year
subClassification: Corporate Finance & Investment Banking
Corporate Finance & Investment Banking
classification: Banking & Financial Services
(Banking & Financial Services)
  • IBD Director/Executive Director, IPO Execution, SOE Investment Bank / Fund House
  • SFC type 6 sponsor principal, initial public offering, corporate finance
  • Eligible holder of RO & Principal licenses registered under SFC (Type 6).
8d ago
Listed twenty five days ago

Responsible Officer/Head of Brokerage/Investment Manager(5-Days Work & Bonus)

at Magic Compass Securities Limited

This is a Full time job

Wan Chai, Wan Chai District
subClassification: Corporate Finance & Investment Banking
Corporate Finance & Investment Banking
classification: Banking & Financial Services
(Banking & Financial Services)
  • RO, Brokerage business, FX, Asset Management, Investment, Wealth Management
  • Minimum of 5 work exp., SFC license in 1,2,3,4,9, Family Office
  • 5-Days Work, Performance Bonus, Medical Insurance, Birthday Leave
25d ago
Listed twenty five days ago

Contract Manager (2-Year) - Enforcement (Investigation - Market Misconduct Team)

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District
subClassification: Other
Other
classification: Banking & Financial Services
(Banking & Financial Services)
  • gather information & conduct fund tracing analysis to prepare search operation
  • interview suspects and parties involved in the suspected misconduct
  • preferably with professional qualifications in Law or Accounting
25d ago
Listed twenty five days ago

Contract SM (2-Yr) - Enforcement (Special Operations - Market Misconduct Team)

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District
subClassification: Other
Other
classification: Banking & Financial Services
(Banking & Financial Services)
  • conduct fund tracing analysis for investigation into possible market misconduct
  • conducting search operations on the premises relating to the suspects
  • 12yrs+ experience and tangible interest in SFC investigation & enforcement work
25d ago
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