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Listed twenty four days ago

Contract AM (2-Year) - Enforcement (Investigation, Intermediary Misconduct Team)

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District
subClassification: Other
Other
classification: Banking & Financial Services
(Banking & Financial Services)
  • investigate misconduct committed by persons regulated by the SFC
  • prepare cases for criminal, civil or disciplinary proceedings
  • 3yr+ experience in investigation, litigation, law enforcement,dispute resolution
24d ago
Listed twenty four days ago

Contract SM (2-Yr) - Enforcement (Special Operations - Market Misconduct Team)

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District
subClassification: Other
Other
classification: Banking & Financial Services
(Banking & Financial Services)
  • conduct fund tracing analysis for investigation into possible market misconduct
  • conducting search operations on the premises relating to the suspects
  • 12yrs+ experience and tangible interest in SFC investigation & enforcement work
24d ago
Listed one day ago

Senior Manager - Corporate Finance (Policy Team) [Ref.:SM/CF/PO/240223]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District
subClassification: Corporate Finance & Investment Banking
Corporate Finance & Investment Banking
classification: Banking & Financial Services
(Banking & Financial Services)
  • Reviewing listing applications under the Dual Filing regime
  • Making recommendations as to the exercise of the Commission’s powers
  • Solicitor or professional accountant with 10 years post-qualification experience
1d ago
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