Jobs at "Southwest Securities (HK) Financial Management Limited" | jobsDB Hong Kong

"Southwest Securities (HK) Financial Management Limited"
All Locations
All Job Functions
We have 2 jobs for youSelect a job to view details
1-2 of 2 jobs
Southwest Securities (HK) Financial Management Limited
Causeway Bay
  • Over 10 years of relevant experience
  • Member of HKICS and/or ICSA
  • Experience gained from China-based FI
Job Responsibilities: Assist in preparation of annual/interim reports, various announcements and circulars under the Listing Rules Assist the board in...
14 hours agomore
  • Over 10 years of relevant experience
  • Member of HKICS and/or ICSA
  • Experience gained from China-based FI
Job Responsibilities: Assist in preparation of annual/interim reports, various announcements and circulars under the Listing Rules Assist the board in...
14 hours agomore
Southwest Securities (HK) Financial Management Limited
Causeway Bay
  • Good knowledge of the securities & futures market
  • Minimum 10 years of compliance experience
  • Familiar with SFO, Exchange rules, AMLO & PIBA
Job Responsibilities: Ensure the Company and its licensed corporations are in compliance with local regulatory requirements and to develop a strong co...
11-Oct-19more
  • Good knowledge of the securities & futures market
  • Minimum 10 years of compliance experience
  • Familiar with SFO, Exchange rules, AMLO & PIBA
Job Responsibilities: Ensure the Company and its licensed corporations are in compliance with local regulatory requirements and to develop a strong co...
11-Oct-19more